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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEP
2301
DELISTED
Holly Energy Partners, L.P.
HEP
$29K ﹤0.01%
900
-200
-18% -$6.35K
SAFM
2302
DELISTED
Sanderson Farms Inc
SAFM
$29K ﹤0.01%
402
– –
IBKC
2303
DELISTED
IBERIABANK Corp
IBKC
$29K ﹤0.01%
469
-2
-0.4% -$119
FRAK
2304
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$29K ﹤0.01%
+102
New +$29.4K
GDP
2305
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$29K ﹤0.01%
1,716
-1,833
-52% -$39.3K
FNIO
2306
DELISTED
ISHARES TR INDL/OFFICE REAL ESTATE CAPPED ETF
FNIO
$29K ﹤0.01%
1,002
+11
+1% +$329
PVD
2307
DELISTED
Admin Fondos Pensions
PVD
$29K ﹤0.01%
335
– –
HHY
2308
DELISTED
Brookfield High Income Fund Inc.
HHY
$29K ﹤0.01%
3,000
– –
GSP
2309
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$29K ﹤0.01%
894
– –
SBNY
2310
DELISTED
Signature Bank
SBNY
$29K ﹤0.01%
275
-42
-13% -$4.3K
APTV icon
2311
Aptiv
APTV
$10.1B
$28K ﹤0.01%
474
+107
+29% +$6.19K
BKT icon
2312
BlackRock Income Trust
BKT
$341M
$28K ﹤0.01%
1,442
– –
BOE icon
2313
BlackRock Enhanced Global Dividend Trust
BOE
$695M
$28K ﹤0.01%
1,898
+19
+1% +$275
CUK
2314
DELISTED
Carnival PLC
CUK
$28K ﹤0.01%
683
+42
+7% +$1.51K
EAT icon
2315
Brinker International
EAT
$10.5B
$28K ﹤0.01%
606
-10
-2% -$443
EVV
2316
Eaton Vance Limited Duration Income Fund
EVV
$1.08B
$28K ﹤0.01%
1,873
-276
-13% -$4.16K
FTNT icon
2317
Fortinet
FTNT
$118B
$28K ﹤0.01%
7,390
-1,735
-19% -$6.76K
GEOS icon
2318
Geospace Technologies
GEOS
$67.9M
$28K ﹤0.01%
300
– –
HCA icon
2319
HCA Healthcare
HCA
$89.8B
$28K ﹤0.01%
584
– –
NRG icon
2320
NRG Energy
NRG
$25.4B
$28K ﹤0.01%
971
+7
+0.7% +$196
PCF
2321
High Income Securities Fund
PCF
$102M
$28K ﹤0.01%
3,440
– –
PNI
2322
PIMCO New York Municipal Income Fund II
PNI
$77.9M
$28K ﹤0.01%
2,762
– –
RFV icon
2323
Invesco S&P MidCap 400 Pure Value ETF
RFV
$343M
$28K ﹤0.01%
555
– –
URTH icon
2324
iShares MSCI World ETF
URTH
$8.4B
$28K ﹤0.01%
400
– –
WTW icon
2325
Willis Towers Watson
WTW
$31B
$28K ﹤0.01%
240
+32
+15% +$3.78K
91 92
93
94 95

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.