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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USNA icon
2301
Usana Health Sciences
USNA
$252M
$25K ﹤0.01%
570
– –
WIT icon
2302
Wipro
WIT
$19.4B
$25K ﹤0.01%
12,784
– –
WTW icon
2303
Willis Towers Watson
WTW
$31B
$25K ﹤0.01%
208
– –
MLPY
2304
DELISTED
Morgan Stanley Cushing MLP High Income Index ETN
MLPY
$25K ﹤0.01%
+1,453
New +$25.6K
TIF
2305
DELISTED
Tiffany & Co.
TIF
$25K ﹤0.01%
326
-429
-57% -$33.8K
IBKC
2306
DELISTED
IBERIABANK Corp
IBKC
$25K ﹤0.01%
471
-4
-0.8% -$222
USG
2307
DELISTED
Usg
USG
$25K ﹤0.01%
903
+156
+21% +$3.96K
MZOR
2308
DELISTED
Mazor Robotics Ltd.
MZOR
$25K ﹤0.01%
+1,500
New +$21.9K
CPN
2309
DELISTED
Calpine Corporation
CPN
$25K ﹤0.01%
1,308
-122
-9% -$2.42K
OUTR
2310
DELISTED
OUTERWALL INC
OUTR
$25K ﹤0.01%
485
+20
+4% +$1.18K
DWA
2311
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$25K ﹤0.01%
886
– –
NLSN
2312
DELISTED
Nielsen Holdings plc
NLSN
$25K ﹤0.01%
669
+519
+346% +$17.8K
ROC
2313
DELISTED
ROCKWOOD HLDGS INC
ROC
$25K ﹤0.01%
364
– –
PNG
2314
DELISTED
PAA NATURAL GAS STORAGE, L.P. COM UNIT LTD PARTNERSHIP
PNG
$25K ﹤0.01%
1,084
– –
GRA
2315
DELISTED
W.R. Grace & Co.
GRA
$25K ﹤0.01%
268
– –
BBK
2316
DELISTED
Blackrock Municipal Bond Trust
BBK
$25K ﹤0.01%
1,794
– –
RBS.PRH.CL
2317
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$25K ﹤0.01%
1,000
– –
JJA
2318
DELISTED
iPath Bloomberg Agriculture Subindex Total Return ETN due October 22, 2037
JJA
$25K ﹤0.01%
500
-200
-29% -$9.96K
BGT icon
2319
BlackRock Floating Rate Income Trust
BGT
$329M
$24K ﹤0.01%
1,700
– –
DGT icon
2320
State Street SPDR Global Dow ETF
DGT
$631M
$24K ﹤0.01%
370
– –
EZA icon
2321
iShares MSCI South Africa ETF
EZA
$559M
$24K ﹤0.01%
385
+3
+0.8% +$182
FCFS icon
2322
FirstCash
FCFS
$9.14B
$24K ﹤0.01%
409
+59
+17% +$3.2K
NDSN icon
2323
Nordson
NDSN
$17.3B
$24K ﹤0.01%
322
– –
NTES icon
2324
NetEase
NTES
$78.5B
$24K ﹤0.01%
1,590
– –
ODP
2325
DELISTED
ODP
ODP
$24K ﹤0.01%
500
– –
91 92
93
94 95

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.