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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXW icon
2276
CoreCivic
CXW
$3.35B
$156K ﹤0.01%
5,818
+3,516
+153% +$93.5K
SJB icon
2277
ProShares Short High Yield
SJB
$47.8M
$156K ﹤0.01%
6,720
+120
+2% +$2.8K
VALE icon
2278
Vale
VALE
$60.9B
$156K ﹤0.01%
15,523
-237
-2% -$2.38K
B
2279
DELISTED
Barnes Group Inc.
B
$156K ﹤0.01%
2,202
+1,342
+156% +$83.3K
CDK
2280
DELISTED
CDK Global, Inc.
CDK
$156K ﹤0.01%
2,478
-436
-15% -$27.5K
MEET
2281
DELISTED
The Meet Group, Inc. Common Stock
MEET
$156K ﹤0.01%
42,890
+13,550
+46% +$57.8K
DVAX
2282
DELISTED
Dynavax Technologies
DVAX
$155K ﹤0.01%
7,178
+2,300
+47% +$36.4K
ELS icon
2283
Equity Lifestyle Properties
ELS
$12.4B
$155K ﹤0.01%
3,642
+10
+0.3% +$436
GBDC icon
2284
Golub Capital BDC
GBDC
$3.42B
$155K ﹤0.01%
8,450
+620
+8% +$11.6K
TBT icon
2285
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$308M
$155K ﹤0.01%
4,358
+1,906
+78% +$67.2K
VSAT icon
2286
Viasat
VSAT
$11.6B
$155K ﹤0.01%
2,416
+298
+14% +$18.8K
BBBY
2287
DELISTED
Bed Bath & Beyond Inc
BBBY
$155K ﹤0.01%
6,596
+533
+9% +$14.9K
RRD
2288
DELISTED
RR Donnelley & Sons Co.
RRD
$155K ﹤0.01%
15,031
+4,742
+46% +$49.1K
CRS icon
2289
Carpenter Technology
CRS
$26.7B
$154K ﹤0.01%
3,225
+1,529
+90% +$61.3K
VNO icon
2290
Vornado Realty Trust
VNO
$7.24B
$154K ﹤0.01%
1,996
+415
+26% +$31.7K
WAL icon
2291
Western Alliance Bancorporation
WAL
$8.89B
$154K ﹤0.01%
2,908
+300
+12% +$14.7K
KMF
2292
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$154K ﹤0.01%
10,488
-14,597
-58% -$210K
VAR
2293
DELISTED
Varian Medical Systems, Inc.
VAR
$154K ﹤0.01%
1,541
+201
+15% +$20.6K
OPB
2294
DELISTED
Opus Bank Common Stock
OPB
$154K ﹤0.01%
6,415
-10
-0.2% -$232
ARKW icon
2295
ARK Web x.0 ETF
ARKW
$1.77B
$153K ﹤0.01%
3,766
+1,617
+75% +$62.1K
MORN icon
2296
Morningstar
MORN
$7.33B
$153K ﹤0.01%
1,798
-409
-19% -$33.3K
BBL
2297
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$153K ﹤0.01%
4,337
-712
-14% -$25.4K
CBA
2298
DELISTED
ClearBridge American Energy MLP
CBA
$153K ﹤0.01%
17,847
+7,717
+76% +$66.3K
AIVI icon
2299
WisdomTree International AI Enhanced Value Fund
AIVI
$63.2M
$152K ﹤0.01%
3,575
+11
+0.3% +$461
FCG icon
2300
First Trust Natural Gas ETF
FCG
$651M
$152K ﹤0.01%
7,000
-948
-12% -$19.1K
90 91
92
93 94

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.