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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEB icon
2276
Pebblebrook Hotel Trust
PEB
$2.07B
$97K ﹤0.01%
3,683
-783
-18% -$22.5K
PIZ icon
2277
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$745M
$97K ﹤0.01%
4,108
-411
-9% -$9.58K
SCI icon
2278
Service Corp International
SCI
$11.4B
$97K ﹤0.01%
3,651
+5
+0.1% +$135
MVC
2279
DELISTED
MVC Capital, Inc.
MVC
$97K ﹤0.01%
+11,680
New +$94.6K
CST
2280
DELISTED
CST Brands, Inc.
CST
$97K ﹤0.01%
2,022
+492
+32% +$22.6K
ARKQ icon
2281
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.09B
$96K ﹤0.01%
4,300
+800
+23% +$16.8K
FCT
2282
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$96K ﹤0.01%
7,040
+540
+8% +$7.23K
NG icon
2283
NovaGold Resources
NG
$3.51B
$96K ﹤0.01%
17,000
-8,519
-33% -$53K
USCI icon
2284
US Commodity Index
USCI
$374M
$96K ﹤0.01%
2,309
+1,478
+178% +$62.1K
JGV
2285
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$96K ﹤0.01%
8,029
-870
-10% -$10.4K
BIZD icon
2286
VanEck BDC Income ETF
BIZD
$1.7B
$95K ﹤0.01%
5,351
+1,908
+55% +$33.2K
CBSH icon
2287
Commerce Bancshares
CBSH
$8.65B
$95K ﹤0.01%
3,134
+5
+0.2% +$149
GII icon
2288
State Street SPDR S&P Global Infrastructure ETF
GII
$931M
$95K ﹤0.01%
1,970
– –
IAI icon
2289
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.39B
$95K ﹤0.01%
2,286
+1,150
+101% +$45.9K
IRBT
2290
DELISTED
iRobot
IRBT
$95K ﹤0.01%
2,204
+1,200
+120% +$47K
VET icon
2291
Vermilion Energy
VET
$1.74B
$95K ﹤0.01%
2,430
+485
+25% +$17.1K
STRZA
2292
DELISTED
Starz - Series A
STRZA
$95K ﹤0.01%
3,033
-1,319
-30% -$40.7K
NUO
2293
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$95K ﹤0.01%
5,705
+7
+0.1% +$117
ELME
2294
Elme Communities
ELME
$144M
$94K ﹤0.01%
3,044
-19,205
-86% -$624K
ORA icon
2295
Ormat Technologies
ORA
$7.07B
$94K ﹤0.01%
1,948
-2,729
-58% -$129K
SAM icon
2296
Boston Beer
SAM
$1.91B
$94K ﹤0.01%
602
-2
-0.3% -$349
SWC
2297
DELISTED
Stillwater Mining Co
SWC
$94K ﹤0.01%
6,993
-250
-3% -$3.36K
MEET
2298
DELISTED
The Meet Group, Inc. Common Stock
MEET
$94K ﹤0.01%
15,140
-8,600
-36% -$52.7K
EMSH
2299
DELISTED
ProShares Short Term USD Emerging Markets Bond ETF
EMSH
$94K ﹤0.01%
1,193
+313
+36% +$24.5K
ARMK icon
2300
Aramark
ARMK
$16.3B
$93K ﹤0.01%
3,417
+2,107
+161% +$55.7K
90 91
92
93 94

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.