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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDW icon
2276
Tidewater
TDW
$4.7B
$67K ﹤0.01%
156
+37
+31% +$21.3K
CPT icon
2277
Camden Property Trust
CPT
$11.1B
$66K ﹤0.01%
892
+156
+21% +$11.8K
JNPR
2278
DELISTED
Juniper Networks
JNPR
$66K ﹤0.01%
2,574
-274
-10% -$7.24K
NRP icon
2279
Natural Resource Partners
NRP
$1.4B
$66K ﹤0.01%
2,671
+733
+38% +$21.3K
AIG.WS
2280
DELISTED
American International Group, Inc.
AIG.WS
$66K ﹤0.01%
2,959
+10
+0.3% +$269
ETFC
2281
DELISTED
E*Trade Financial Corporation
ETFC
$66K ﹤0.01%
2,525
+85
+3% +$2.36K
SONC
2282
DELISTED
Sonic Corp
SONC
$66K ﹤0.01%
2,846
+689
+32% +$19.1K
ALEX
2283
DELISTED
Alexander & Baldwin
ALEX
$65K ﹤0.01%
1,912
+411
+27% +$15K
BKF icon
2284
iShares MSCI BIC ETF
BKF
$76.4M
$65K ﹤0.01%
2,165
-329
-13% -$10.7K
FLRN icon
2285
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$65K ﹤0.01%
2,154
+54
+3% +$1.65K
FXR icon
2286
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$772M
$65K ﹤0.01%
2,548
-1,191
-32% -$33.7K
HPI
2287
John Hancock Preferred Income Fund
HPI
$432M
$65K ﹤0.01%
3,408
+900
+36% +$17.5K
MFIN icon
2288
Medallion Financial
MFIN
$261M
$65K ﹤0.01%
8,655
-1,472
-15% -$11.7K
THW
2289
abrdn World Healthcare Fund
THW
$563M
$65K ﹤0.01%
+4,500
New +$82.3K
VRSN icon
2290
VeriSign
VRSN
$25.8B
$65K ﹤0.01%
911
+200
+28% +$13.6K
NBIS
2291
Nebius Group N.V.
NBIS
$74.3B
$65K ﹤0.01%
6,048
-102
-2% -$1.33K
CXO
2292
DELISTED
CONCHO RESOURCES INC.
CXO
$65K ﹤0.01%
661
-8
-1% -$839
TTP
2293
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$65K ﹤0.01%
902
-175
-16% -$15.6K
BFAM icon
2294
Bright Horizons
BFAM
$3.76B
$64K ﹤0.01%
999
+958
+2,337% +$59.1K
BKT icon
2295
BlackRock Income Trust
BKT
$338M
$64K ﹤0.01%
3,379
+634
+23% +$12.1K
FDTS icon
2296
First Trust Developed Markets ex-US Small Cap AlphaDEX Fund
FDTS
$14.2M
$64K ﹤0.01%
2,004
+82
+4% +$2.79K
FPI
2297
Farmland Partners
FPI
$431M
$64K ﹤0.01%
+6,100
New +$65.7K
IYZ icon
2298
iShares US Telecommunications ETF
IYZ
$1.23B
$64K ﹤0.01%
2,348
-7,286
-76% -$208K
PYZ icon
2299
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$77.9M
$64K ﹤0.01%
1,440
-1,682
-54% -$82.9K
QCLN icon
2300
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$636M
$64K ﹤0.01%
4,533
+4,098
+942% +$65.9K
90 91
92
93 94

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.