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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSR
2276
DELISTED
Whitestone REIT
WSR
$26K ﹤0.01%
1,746
– –
SAFM
2277
DELISTED
Sanderson Farms Inc
SAFM
$26K ﹤0.01%
402
-109
-21% -$7.54K
FOE
2278
DELISTED
Ferro Corporation
FOE
$26K ﹤0.01%
+2,900
New +$21.6K
PF
2279
DELISTED
Pinnacle Foods, Inc.
PF
$26K ﹤0.01%
1,000
-3,262
-77% -$85.4K
BIK
2280
DELISTED
SPDR S&P BRIC 40 ETF
BIK
$26K ﹤0.01%
1,128
-1,000
-47% -$22K
RBS.PRN
2281
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$26K ﹤0.01%
1,251
+103
+9% +$2.1K
DEG
2282
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
$26K ﹤0.01%
1,640
+476
+41% +$7.75K
DWSN
2283
DELISTED
DAWSON GEOPHYSICAL CO
DWSN
$26K ﹤0.01%
791
+200
+34% +$7.34K
AOA icon
2284
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.3B
$25K ﹤0.01%
600
-500
-45% -$20.6K
DBB icon
2285
Invesco DB Base Metals Fund
DBB
$314M
$25K ﹤0.01%
1,468
– –
EIS icon
2286
iShares MSCI Israel ETF
EIS
$909M
$25K ﹤0.01%
547
+300
+121% +$13.3K
GEOS icon
2287
Geospace Technologies
GEOS
$66.5M
$25K ﹤0.01%
300
+100
+50% +$7.45K
GTE icon
2288
Gran Tierra Energy
GTE
$336M
$25K ﹤0.01%
350
– –
HCA icon
2289
HCA Healthcare
HCA
$89.1B
$25K ﹤0.01%
584
+250
+75% +$9.77K
HCI icon
2290
HCI Group
HCI
$2.32B
$25K ﹤0.01%
600
– –
IEV icon
2291
iShares Europe ETF
IEV
$1.7B
$25K ﹤0.01%
569
+303
+114% +$12.8K
IPGP icon
2292
IPG Photonics
IPGP
$3.57B
$25K ﹤0.01%
440
– –
ITOT icon
2293
iShares Core S&P Total US Stock Market ETF
ITOT
$98.5B
$25K ﹤0.01%
650
+252
+63% +$9.67K
MDGL icon
2294
Madrigal Pharmaceuticals
MDGL
$11.7B
$25K ﹤0.01%
+114
New +$24.3K
NMFC icon
2295
New Mountain Finance
NMFC
$736M
$25K ﹤0.01%
1,750
+1,000
+133% +$14.6K
NNI icon
2296
Nelnet
NNI
$4.55B
$25K ﹤0.01%
650
– –
NUW icon
2297
Nuveen AMT-Free Municipal Value Fund
NUW
$253M
$25K ﹤0.01%
1,640
– –
NZF icon
2298
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$25K ﹤0.01%
2,000
– –
SLAB icon
2299
Silicon Laboratories
SLAB
$7.28B
$25K ﹤0.01%
604
– –
THFF icon
2300
First Financial Corp
THFF
$975M
$25K ﹤0.01%
786
– –
90 91
92
93 94

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.