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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPP icon
2251
WPP
WPP
$5.83B
$162K ﹤0.01%
1,743
+1,048
+151% +$103K
DIV icon
2252
Global X SuperDividend US ETF
DIV
$773M
$161K ﹤0.01%
6,329
+1,696
+37% +$42.9K
HPI
2253
John Hancock Preferred Income Fund
HPI
$435M
$161K ﹤0.01%
7,334
-239
-3% -$5.22K
SIVR icon
2254
abrdn Physical Silver Shares ETF
SIVR
$4.5B
$161K ﹤0.01%
9,888
-250
-2% -$4.11K
CEM
2255
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$161K ﹤0.01%
2,173
+1
+0% +$75
SODA
2256
DELISTED
SodaStream International Ltd
SODA
$161K ﹤0.01%
2,416
+1,072
+80% +$62.4K
EPI icon
2257
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$160K ﹤0.01%
6,293
+615
+11% +$16K
HEI.A icon
2258
HEICO Corp Class A
HEI.A
$37B
$160K ﹤0.01%
4,111
+1,367
+50% +$50K
LNW
2259
DELISTED
Light & Wonder
LNW
$160K ﹤0.01%
3,500
– –
MLN icon
2260
VanEck Long Muni ETF
MLN
$683M
$160K ﹤0.01%
8,013
– –
OZK icon
2261
Bank OZK
OZK
$5.66B
$160K ﹤0.01%
3,318
-3,872
-54% -$172K
DJP icon
2262
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$159K ﹤0.01%
6,848
+596
+10% +$13.7K
ERIC icon
2263
Ericsson
ERIC
$33B
$159K ﹤0.01%
27,659
+1,923
+7% +$11.9K
SSYS icon
2264
Stratasys
SSYS
$782M
$159K ﹤0.01%
6,845
+2,346
+52% +$54.2K
QCP
2265
DELISTED
Quality Care Properties, Inc.
QCP
$159K ﹤0.01%
10,311
-3,625
-26% -$57.6K
ATR icon
2266
AptarGroup
ATR
$8.57B
$158K ﹤0.01%
1,827
-51
-3% -$4.34K
EBND icon
2267
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$158K ﹤0.01%
5,286
-5
-0.1% -$148
NWBI icon
2268
Northwest Bancshares
NWBI
$2.29B
$158K ﹤0.01%
9,175
-3,203
-26% -$50.9K
TCRT icon
2269
Alaunos Therapeutics
TCRT
$4.81M
$158K ﹤0.01%
173
+97
+128% +$86.2K
SBNY
2270
DELISTED
Signature Bank
SBNY
$158K ﹤0.01%
1,230
+193
+19% +$25.3K
HPS
2271
John Hancock Preferred Income Fund III
HPS
$462M
$157K ﹤0.01%
8,388
-467
-5% -$8.82K
NGD
2272
DELISTED
New Gold Inc
NGD
$157K ﹤0.01%
42,414
-17
-0% -$59
OEFA
2273
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$37.8M
$157K ﹤0.01%
6,194
+5,294
+588% +$133K
PUI icon
2274
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.7M
$157K ﹤0.01%
5,653
-15,819
-74% -$449K
RVTY icon
2275
Revvity
RVTY
$12.9B
$157K ﹤0.01%
2,282
-272
-11% -$18.2K
89 90
91
92 93

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.