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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MD icon
2251
Pediatrix Medical
MD
$2.16B
$100K ﹤0.01%
1,527
-14
-0.9% -$958
NRO
2252
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$100K ﹤0.01%
18,507
+1,249
+7% +$6.89K
QQXT icon
2253
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$161M
$100K ﹤0.01%
2,469
-522
-17% -$21.2K
TECK icon
2254
Teck Resources
TECK
$31.3B
$100K ﹤0.01%
5,514
-399
-7% -$6.36K
XRT icon
2255
State Street SPDR S&P Retail ETF
XRT
$640M
$100K ﹤0.01%
2,292
-257
-10% -$11.4K
DISCK
2256
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$100K ﹤0.01%
3,772
-742
-16% -$18.4K
EVER
2257
DELISTED
Everbank Financial Corp
EVER
$100K ﹤0.01%
5,151
+3,437
+201% +$62.2K
EFZ icon
2258
ProShares Trust Short MSCI EAFE
EFZ
$9.96M
$99K ﹤0.01%
1,568
-1,764
-53% -$114K
MIY icon
2259
BlackRock MuniYield Michigan Quality Fund
MIY
$361M
$99K ﹤0.01%
+6,519
New +$99.5K
MSTR icon
2260
Strategy Inc
MSTR
$37.2B
$99K ﹤0.01%
5,920
+4,000
+208% +$68.8K
MVF
2261
DELISTED
BlackRock MuniVest Fund
MVF
$99K ﹤0.01%
9,359
+28
+0.3% +$304
NAN icon
2262
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$99K ﹤0.01%
6,422
– –
PXE icon
2263
Invesco Energy Exploration & Production ETF
PXE
$86.8M
$99K ﹤0.01%
4,575
+22
+0.5% +$452
NUM
2264
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$99K ﹤0.01%
6,700
– –
BT
2265
DELISTED
BT Group plc (ADR)
BT
$99K ﹤0.01%
3,913
+2,024
+107% +$53K
AIV.PRA
2266
DELISTED
Apart. Invst and Mgt Co
AIV.PRA
$99K ﹤0.01%
3,535
+535
+18% +$14.6K
IBCC
2267
DELISTED
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
$99K ﹤0.01%
4,000
– –
DDS icon
2268
Dillards
DDS
$9.14B
$98K ﹤0.01%
1,549
-89
-5% -$5.56K
NOW icon
2269
ServiceNow
NOW
$129B
$98K ﹤0.01%
6,240
+3,995
+178% +$58.9K
WEN icon
2270
Wendy's
WEN
$1.63B
$98K ﹤0.01%
9,107
+1,900
+26% +$19.2K
WP
2271
DELISTED
Worldpay, Inc.
WP
$98K ﹤0.01%
1,723
-359
-17% -$19.9K
WREI
2272
DELISTED
Invesco Wilshire US REIT ETF
WREI
$98K ﹤0.01%
+2,000
New +$101K
EXP icon
2273
Eagle Materials
EXP
$6.38B
$97K ﹤0.01%
1,260
+93
+8% +$7.47K
GSBD icon
2274
Goldman Sachs BDC
GSBD
$1.11B
$97K ﹤0.01%
4,433
-348
-7% -$7.27K
INDB icon
2275
Independent Bank
INDB
$4.07B
$97K ﹤0.01%
1,783
+9
+0.5% +$458
89 90
91
92 93

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.