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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NORW icon
2251
Global X MSCI Norway ETF
NORW
$89.2M
$69K ﹤0.01%
3,185
– –
OSPN icon
2252
OneSpan
OSPN
$601M
$69K ﹤0.01%
4,053
+1,353
+50% +$27.8K
PODD icon
2253
Insulet
PODD
$10.1B
$69K ﹤0.01%
2,681
-260
-9% -$7.89K
PSK icon
2254
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$69K ﹤0.01%
1,579
-221
-12% -$9.74K
RELX icon
2255
RELX
RELX
$60.2B
$69K ﹤0.01%
3,948
+2,016
+104% +$33.7K
SYF icon
2256
Synchrony
SYF
$26.2B
$69K ﹤0.01%
2,210
-3,536
-62% -$117K
THG icon
2257
Hanover Insurance
THG
$7.8B
$69K ﹤0.01%
891
-183
-17% -$14.5K
WES icon
2258
Western Midstream Partners
WES
$20B
$69K ﹤0.01%
1,753
– –
EQM
2259
DELISTED
EQM Midstream Partners, LP
EQM
$69K ﹤0.01%
1,038
+400
+63% +$30.2K
IBTX
2260
DELISTED
Independent Bank Group, Inc.
IBTX
$69K ﹤0.01%
1,800
– –
BBK
2261
DELISTED
Blackrock Municipal Bond Trust
BBK
$69K ﹤0.01%
4,398
-1,256
-22% -$19.2K
ACGL icon
2262
Arch Capital
ACGL
$33.7B
$68K ﹤0.01%
2,766
+303
+12% +$7.1K
IGV icon
2263
iShares Expanded Tech-Software Sector ETF
IGV
$15B
$68K ﹤0.01%
3,570
+1,460
+69% +$28.9K
KG
2264
Kestrel Group
KG
$61M
$68K ﹤0.01%
247
+112
+83% +$34.3K
MORT icon
2265
VanEck Mortgage REIT Income ETF
MORT
$377M
$68K ﹤0.01%
3,308
-15,694
-83% -$338K
MYC
2266
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$68K ﹤0.01%
4,314
– –
CTB
2267
DELISTED
Cooper Tire & Rubber Co.
CTB
$68K ﹤0.01%
1,725
-423
-20% -$15.4K
AKRX
2268
DELISTED
Akorn Inc
AKRX
$68K ﹤0.01%
2,385
-1,011
-30% -$41.8K
EGN
2269
DELISTED
Energen
EGN
$68K ﹤0.01%
1,353
-121
-8% -$6.52K
NMO
2270
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$68K ﹤0.01%
5,217
+241
+5% +$3.14K
AIZ icon
2271
Assurant
AIZ
$14B
$67K ﹤0.01%
849
+127
+18% +$9.48K
CG icon
2272
Carlyle Group
CG
$17.7B
$67K ﹤0.01%
3,941
+1,052
+36% +$24.7K
IAG icon
2273
IAMGOLD
IAG
$10.5B
$67K ﹤0.01%
41,550
+3,000
+8% +$4.88K
MXI icon
2274
iShares Global Materials ETF
MXI
$356M
$67K ﹤0.01%
1,508
-382
-20% -$19.1K
PFI icon
2275
Invesco Dorsey Wright Financial Momentum ETF
PFI
$60.7M
$67K ﹤0.01%
2,275
– –
89 90
91
92 93

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.