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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WLK icon
2251
Westlake Corp
WLK
$10.2B
$31K ﹤0.01%
512
– –
YORW icon
2252
York Water
YORW
$536M
$31K ﹤0.01%
1,500
– –
SWIR
2253
DELISTED
Sierra Wireless
SWIR
$31K ﹤0.01%
+1,280
New +$24.4K
TAHO
2254
DELISTED
Tahoe Resources Inc
TAHO
$31K ﹤0.01%
1,883
+550
+41% +$9.66K
LSBG
2255
DELISTED
Lake Sunapee Bank Group
LSBG
$31K ﹤0.01%
2,000
– –
ACI
2256
DELISTED
ARCH COAL, INC.
ACI
$31K ﹤0.01%
702
-39
-5% -$1.64K
ANR
2257
DELISTED
Alpha Natural Resources Inc
ANR
$31K ﹤0.01%
4,286
-689
-14% -$4.65K
IRC
2258
DELISTED
INLAND REAL ESTATE CORP
IRC
$31K ﹤0.01%
2,881
-990
-26% -$10.4K
BZM
2259
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
$31K ﹤0.01%
2,416
+23
+1% +$287
CRUS icon
2260
Cirrus Logic
CRUS
$6.08B
$30K ﹤0.01%
1,472
+300
+26% +$6.47K
FLEX icon
2261
Flex
FLEX
$45.9B
$30K ﹤0.01%
5,193
-1,592
-23% -$9.67K
GTE icon
2262
Gran Tierra Energy
GTE
$336M
$30K ﹤0.01%
410
+60
+17% +$4.39K
HI
2263
DELISTED
Hillenbrand
HI
$30K ﹤0.01%
1,013
-2
-0.2% -$57
HLIO icon
2264
Helios Technologies
HLIO
$2.67B
$30K ﹤0.01%
723
+2
+0.3% +$79
MPAA icon
2265
Motorcar Parts of America
MPAA
$235M
$30K ﹤0.01%
+1,530
New +$24.2K
NAD icon
2266
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$30K ﹤0.01%
2,407
+34
+1% +$430
PMM
2267
Franklin Managed Municipal Income Trust
PMM
$272M
$30K ﹤0.01%
4,521
-462
-9% -$3.07K
SCHO icon
2268
Schwab Short-Term US Treasury ETF
SCHO
$13B
$30K ﹤0.01%
1,190
– –
SNBR
2269
DELISTED
Sleep Number
SNBR
$30K ﹤0.01%
+1,400
New +$29.4K
TDF
2270
Templeton Dragon Fund
TDF
$273M
$30K ﹤0.01%
1,174
-50
-4% -$1.33K
UBSI icon
2271
United Bankshares
UBSI
$6.68B
$30K ﹤0.01%
956
+75
+9% +$2.29K
VGSH icon
2272
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$30K ﹤0.01%
492
– –
SGI
2273
Somnigroup International
SGI
$14B
$30K ﹤0.01%
2,280
+1,708
+299% +$19.6K
EQC
2274
DELISTED
Equity Commonwealth
EQC
$30K ﹤0.01%
1,267
-375
-23% -$8.89K
PTNR
2275
DELISTED
Partner Communications
PTNR
$30K ﹤0.01%
3,206
-1,188
-27% -$10.4K
89 90
91
92 93

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.