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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GK
2251
DELISTED
G&K Services Inc
GK
$27K ﹤0.01%
444
+17
+4% +$915
LSBG
2252
DELISTED
Lake Sunapee Bank Group
LSBG
$27K ﹤0.01%
2,000
– –
MR
2253
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$27K ﹤0.01%
704
-64
-8% -$2.58K
SWI
2254
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$27K ﹤0.01%
798
– –
QRE
2255
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$27K ﹤0.01%
1,641
– –
CHU
2256
DELISTED
China Unicom (HONG KONG) Limited
CHU
$27K ﹤0.01%
1,743
– –
DCA
2257
DELISTED
Virtus Total Return Fund
DCA
$27K ﹤0.01%
6,800
– –
ADSK icon
2258
Autodesk
ADSK
$54.5B
$26K ﹤0.01%
632
+37
+6% +$1.37K
ALGN icon
2259
Align Technology
ALGN
$12.5B
$26K ﹤0.01%
534
+219
+70% +$9.56K
ALNY icon
2260
Alnylam Pharmaceuticals
ALNY
$30.4B
$26K ﹤0.01%
400
-900
-69% -$44.9K
ALSN icon
2261
Allison Transmission
ALSN
$10.2B
$26K ﹤0.01%
1,025
-184
-15% -$4.35K
AN icon
2262
AutoNation
AN
$6.89B
$26K ﹤0.01%
505
– –
BOE icon
2263
BlackRock Enhanced Global Dividend Trust
BOE
$695M
$26K ﹤0.01%
1,879
+20
+1% +$277
BXP icon
2264
Boston Properties
BXP
$11B
$26K ﹤0.01%
245
+96
+64% +$10.2K
EAT icon
2265
Brinker International
EAT
$10.2B
$26K ﹤0.01%
616
+268
+77% +$11K
GGG icon
2266
Graco
GGG
$13.3B
$26K ﹤0.01%
1,059
– –
HLIO icon
2267
Helios Technologies
HLIO
$2.67B
$26K ﹤0.01%
721
+2
+0.3% +$65
HOV icon
2268
Hovnanian Enterprises
HOV
$799M
$26K ﹤0.01%
203
-258
-56% -$34.5K
MMU
2269
Western Asset Managed Municipals Fund
MMU
$558M
$26K ﹤0.01%
2,150
-138
-6% -$1.67K
NRG icon
2270
NRG Energy
NRG
$25.2B
$26K ﹤0.01%
964
-42
-4% -$1.14K
PBD icon
2271
Invesco Global Clean Energy ETF
PBD
$195M
$26K ﹤0.01%
2,305
-259
-10% -$2.75K
PWB icon
2272
Invesco Large Cap Growth ETF
PWB
$2.45B
$26K ﹤0.01%
1,131
– –
RFV icon
2273
Invesco S&P MidCap 400 Pure Value ETF
RFV
$343M
$26K ﹤0.01%
555
– –
TV icon
2274
Televisa
TV
$1.51B
$26K ﹤0.01%
931
– –
UBSI icon
2275
United Bankshares
UBSI
$6.68B
$26K ﹤0.01%
881
– –
89 90
91
92 93

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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.