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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UHT
2226
Universal Health Realty Income Trust
UHT
$575M
$80K ﹤0.01%
1,591
+58
+4% +$2.9K
IM
2227
DELISTED
Ingram Micro
IM
$80K ﹤0.01%
2,678
+1,359
+103% +$41.1K
CNQ icon
2228
Canadian Natural Resources
CNQ
$99.5B
$79K ﹤0.01%
7,501
-1,030
-12% -$11.5K
NKTR icon
2229
Nektar Therapeutics
NKTR
$2.53B
$79K ﹤0.01%
313
-142
-31% -$29.2K
OSPN icon
2230
OneSpan
OSPN
$601M
$79K ﹤0.01%
4,706
+653
+16% +$12K
PRI icon
2231
Primerica
PRI
$9.65B
$79K ﹤0.01%
1,666
+405
+32% +$19.8K
PSK icon
2232
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$79K ﹤0.01%
1,783
+204
+13% +$9.09K
STAG icon
2233
STAG Industrial
STAG
$7.11B
$79K ﹤0.01%
4,247
-593
-12% -$11.6K
WSO icon
2234
Watsco Inc
WSO
$12.7B
$79K ﹤0.01%
670
+194
+41% +$23.9K
TTP
2235
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$79K ﹤0.01%
1,368
+466
+52% +$33K
NTRI
2236
DELISTED
NutriSystem, Inc.
NTRI
$79K ﹤0.01%
3,623
– –
BAC.PRL icon
2237
Bank of America Series L
BAC.PRL
$4.02B
$78K ﹤0.01%
72
– –
BRFS
2238
DELISTED
BRF SA
BRFS
$78K ﹤0.01%
5,677
-14
-0.2% -$219
DNOW icon
2239
DNOW Inc
DNOW
$2.98B
$78K ﹤0.01%
4,959
-679
-12% -$11.6K
FNF icon
2240
Fidelity National Financial
FNF
$13.3B
$78K ﹤0.01%
3,284
+7
+0.2% +$171
IMCG icon
2241
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.17B
$78K ﹤0.01%
3,024
-1,158
-28% -$30.1K
MORT icon
2242
VanEck Mortgage REIT Income ETF
MORT
$376M
$78K ﹤0.01%
3,988
+680
+21% +$13.7K
NRO
2243
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$78K ﹤0.01%
16,401
-136
-0.8% -$636
OII icon
2244
Oceaneering
OII
$5.22B
$78K ﹤0.01%
2,064
+952
+86% +$40.7K
EQM
2245
DELISTED
EQM Midstream Partners, LP
EQM
$78K ﹤0.01%
1,038
– –
AWH
2246
DELISTED
Allied World Assurance Co Hld Lt
AWH
$78K ﹤0.01%
2,115
+546
+35% +$20.2K
CA
2247
DELISTED
CA, Inc.
CA
$78K ﹤0.01%
2,736
-3,448
-56% -$96.8K
LEO
2248
BNY Mellon Strategic Municipals
LEO
$389M
$77K ﹤0.01%
9,069
– –
RELX icon
2249
RELX
RELX
$60.2B
$77K ﹤0.01%
4,334
+386
+10% +$6.88K
TXRH icon
2250
Texas Roadhouse
TXRH
$13.6B
$77K ﹤0.01%
2,168
-415
-16% -$14.7K
88 89
90
91 92

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.