We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHD icon
2226
BlackRock MuniHoldings Fund
MHD
$607M
$71K ﹤0.01%
4,192
+64
+2% +$1.04K
NWL icon
2227
Newell Brands
NWL
$2.61B
$71K ﹤0.01%
1,797
-4,399
-71% -$185K
ORI icon
2228
Old Republic International
ORI
$10.3B
$71K ﹤0.01%
4,533
-63
-1% -$1.01K
PNQI icon
2229
Invesco NASDAQ Internet ETF
PNQI
$544M
$71K ﹤0.01%
5,160
+1,050
+26% +$15.4K
QLTA icon
2230
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.21B
$71K ﹤0.01%
1,386
+118
+9% +$6K
SMMU icon
2231
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$71K ﹤0.01%
1,411
-2,521
-64% -$127K
THS
2232
DELISTED
Treehouse Foods
THS
$71K ﹤0.01%
895
+51
+6% +$4.08K
TSI
2233
TCW Strategic Income Fund
TSI
$213M
$71K ﹤0.01%
13,560
+39
+0.3% +$203
URA icon
2234
Global X Uranium ETF
URA
$6.32B
$71K ﹤0.01%
5,132
-171
-3% -$2.73K
BMTC
2235
DELISTED
Bryn Mawr Bank Corp
BMTC
$71K ﹤0.01%
2,300
– –
EEB
2236
DELISTED
Invesco BRIC ETF
EEB
$71K ﹤0.01%
3,000
– –
NPP
2237
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$71K ﹤0.01%
5,011
-1,547
-24% -$21.8K
DDG
2238
DELISTED
Proshares Short Oil & Gas
DDG
$71K ﹤0.01%
2,425
+1,825
+304% +$53.8K
DMLP icon
2239
Dorchester Minerals
DMLP
$1.37B
$70K ﹤0.01%
4,856
+11
+0.2% +$181
HALO icon
2240
Halozyme
HALO
$11.2B
$70K ﹤0.01%
5,200
+1,800
+53% +$36.1K
QSR icon
2241
Restaurant Brands International
QSR
$26.8B
$70K ﹤0.01%
1,947
+1
+0.1% +$40
WW
2242
DELISTED
WW International
WW
$70K ﹤0.01%
10,922
+750
+7% +$4K
WBC
2243
DELISTED
WABCO HOLDINGS INC.
WBC
$70K ﹤0.01%
667
+7
+1% +$820
FRN
2244
DELISTED
Invesco Frontier Markets ETF
FRN
$70K ﹤0.01%
6,471
-725
-10% -$8.69K
SBW
2245
DELISTED
Western Asset Worldwide Income
SBW
$70K ﹤0.01%
7,078
-7
-0.1% -$72
HCBK
2246
DELISTED
HUDSON CITY BANCORP INC
HCBK
$70K ﹤0.01%
7,012
– –
OHAI
2247
DELISTED
OHA Investment Corporation
OHAI
$70K ﹤0.01%
16,569
– –
AMCX icon
2248
AMC Global Media
AMCX
$503M
$69K ﹤0.01%
938
+66
+8% +$5.1K
BTT icon
2249
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$69K ﹤0.01%
3,400
– –
LSTR icon
2250
Landstar System
LSTR
$6.41B
$69K ﹤0.01%
1,073
+549
+105% +$37.4K
88 89
90
91 92

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.