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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORI icon
2226
Old Republic International
ORI
$10.3B
$32K ﹤0.01%
1,859
-5
-0.3% -$82
PSHG icon
2227
Performance Shipping
PSHG
$21.5M
– –
0
– –
SAIC icon
2228
Saic
SAIC
$5.35B
$32K ﹤0.01%
+966
New +$33.6K
TDW icon
2229
Tidewater
TDW
$4.55B
$32K ﹤0.01%
17
+1
+6% +$1.9K
TRMK icon
2230
Trustmark
TRMK
$2.8B
$32K ﹤0.01%
1,186
+10
+0.9% +$270
EMES
2231
DELISTED
Emerge Energy Services LP
EMES
$32K ﹤0.01%
730
+580
+387% +$21.9K
KEF
2232
DELISTED
Korea Equity Fund
KEF
$32K ﹤0.01%
3,797
– –
AEGR
2233
DELISTED
Aegerion Pharmaceuticals
AEGR
$32K ﹤0.01%
450
+442
+5,525% +$33.8K
BMR
2234
DELISTED
BIOMED REALTY TRUST INC
BMR
$32K ﹤0.01%
1,756
– –
NLSN
2235
DELISTED
Nielsen Holdings plc
NLSN
$32K ﹤0.01%
708
+39
+6% +$1.59K
AYN
2236
DELISTED
Alliance New York Income Fund
AYN
$32K ﹤0.01%
2,700
– –
RKT
2237
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$32K ﹤0.01%
606
-6,296
-91% -$317K
MWV
2238
DELISTED
MEADWESTVACO CORP
MWV
$32K ﹤0.01%
862
+28
+3% +$1.01K
EDE
2239
DELISTED
Empire District Electric
EDE
$32K ﹤0.01%
1,394
+1
+0.1% +$22
LXK
2240
DELISTED
Lexmark Intl Inc
LXK
$32K ﹤0.01%
898
-72
-7% -$2.54K
TCF
2241
DELISTED
TCF Financial Corporation
TCF
$32K ﹤0.01%
2,025
-275
-12% -$4.26K
AEO icon
2242
American Eagle Outfitters
AEO
$2.73B
$31K ﹤0.01%
2,113
-189
-8% -$2.8K
COLB icon
2243
Columbia Banking Systems
COLB
$9.18B
$31K ﹤0.01%
1,116
+1,113
+37,100% +$29.2K
HOLX
2244
DELISTED
Hologic
HOLX
$31K ﹤0.01%
1,384
-686
-33% -$15.1K
KWR icon
2245
Quaker Houghton
KWR
$2.95B
$31K ﹤0.01%
400
+150
+60% +$11.5K
PZZA icon
2246
Papa John's
PZZA
$804M
$31K ﹤0.01%
674
+560
+491% +$22.4K
SOR
2247
Source Capital
SOR
$384M
$31K ﹤0.01%
468
– –
TV icon
2248
Televisa
TV
$1.51B
$31K ﹤0.01%
1,025
+94
+10% +$2.77K
UWM icon
2249
ProShares Ultra Russell2000
UWM
$248M
$31K ﹤0.01%
1,452
-1,956,676
-100% -$38.1M
VMBS icon
2250
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$31K ﹤0.01%
601
– –
88 89
90
91 92

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.