We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGPT icon
2226
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$28K ﹤0.01%
2,499
– –
LNT icon
2227
Alliant Energy
LNT
$18.2B
$28K ﹤0.01%
1,126
+2
+0.2% +$51
NMZ icon
2228
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$28K ﹤0.01%
2,400
– –
PZG icon
2229
Paramount Gold Nevada
PZG
$127M
$28K ﹤0.01%
21,500
– –
VYX icon
2230
NCR Voyix
VYX
$1.17B
$28K ﹤0.01%
1,175
+93
+9% +$2.08K
RBS.PRS.CL
2231
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$28K ﹤0.01%
1,270
-43
-3% -$903
NTI
2232
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$28K ﹤0.01%
1,425
+530
+59% +$11.8K
PVD
2233
DELISTED
Admin Fondos Pensions
PVD
$28K ﹤0.01%
335
– –
MOLX
2234
DELISTED
MOLEX INC
MOLX
$28K ﹤0.01%
719
-532
-43% -$17.1K
AIXG
2235
DELISTED
Aixtron SE
AIXG
$28K ﹤0.01%
1,624
-30
-2% -$498
BAL
2236
DELISTED
iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038
BAL
$28K ﹤0.01%
503
-206
-29% -$11.3K
SWFT
2237
DELISTED
Swift Transportation Company
SWFT
$28K ﹤0.01%
1,367
– –
ARW icon
2238
Arrow Electronics
ARW
$10.6B
$27K ﹤0.01%
517
+178
+53% +$8.16K
CRUS icon
2239
Cirrus Logic
CRUS
$6.08B
$27K ﹤0.01%
1,172
-34
-3% -$702
FRI icon
2240
First Trust S&P REIT Index Fund
FRI
$204M
$27K ﹤0.01%
1,522
-49,364
-97% -$908K
LEA icon
2241
Lear
LEA
$8.16B
$27K ﹤0.01%
347
+187
+117% +$12.9K
PCF
2242
High Income Securities Fund
PCF
$103M
$27K ﹤0.01%
3,440
– –
POR icon
2243
Portland General Electric
POR
$5.92B
$27K ﹤0.01%
910
+297
+48% +$8.87K
SMG icon
2244
ScottsMiracle-Gro
SMG
$3.59B
$27K ﹤0.01%
465
-1,180
-72% -$62K
SPEM icon
2245
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$27K ﹤0.01%
860
-4,116
-83% -$126K
TRI icon
2246
Thomson Reuters
TRI
$46B
$27K ﹤0.01%
657
+130
+25% +$5.17K
URTH icon
2247
iShares MSCI World ETF
URTH
$8.4B
$27K ﹤0.01%
400
– –
WLK icon
2248
Westlake Corp
WLK
$10.2B
$27K ﹤0.01%
512
+2
+0.4% +$102
IVH
2249
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$27K ﹤0.01%
1,522
+22
+1% +$396
INXN
2250
DELISTED
Interxion Holding N.V.
INXN
$27K ﹤0.01%
1,223
+71
+6% +$1.75K
88 89
90
91 92

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.