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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
201
DELISTED
Celgene Corp
CELG
$8.81M 0.1%
60,424
-12,812
-17% -$1.75M
IYW icon
202
iShares US Technology ETF
IYW
$25.2B
$8.76M 0.1%
233,608
+31,236
+15% +$1.14M
CLX icon
203
Clorox
CLX
$12.7B
$8.69M 0.09%
65,988
-5,026
-7% -$675K
TGT icon
204
Target
TGT
$68B
$8.64M 0.09%
146,410
+4,787
+3% +$268K
KHC icon
205
Kraft Heinz
KHC
$30B
$8.53M 0.09%
110,017
-18,370
-14% -$1.54M
MINT icon
206
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$8.47M 0.09%
83,227
+33,586
+68% +$3.42M
D icon
207
Dominion Energy
D
$59.3B
$8.46M 0.09%
110,118
+12,691
+13% +$987K
FDX icon
208
FedEx
FDX
$75.4B
$8.36M 0.09%
37,096
+7,307
+25% +$1.56M
MGK icon
209
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.2B
$8.36M 0.09%
399,285
-24,835
-6% -$512K
SCHE icon
210
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$8.35M 0.09%
310,403
+129,089
+71% +$3.42M
ORCL icon
211
Oracle
ORCL
$423B
$8.35M 0.09%
172,600
+704
+0.4% +$35K
IYR icon
212
iShares US Real Estate ETF
IYR
$4.65B
$8.26M 0.09%
103,435
+58,185
+129% +$4.67M
XAR icon
213
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.49B
$8.23M 0.09%
103,174
+19,751
+24% +$1.48M
ED icon
214
Consolidated Edison
ED
$39.9B
$8.16M 0.09%
101,096
-3,003
-3% -$249K
SHM icon
215
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$8.1M 0.09%
166,721
+33,947
+26% +$1.66M
BIP icon
216
Brookfield Infrastructure Partners
BIP
$18B
$8.04M 0.09%
313,088
-7,985
-2% -$200K
SPEM icon
217
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$8M 0.09%
237,404
+38,368
+19% +$1.36M
WELL icon
218
Welltower
WELL
$171B
$7.93M 0.09%
112,911
+9,595
+9% +$698K
IWV icon
219
iShares Russell 3000 ETF
IWV
$20.3B
$7.92M 0.09%
53,047
+18,191
+52% +$2.66M
AEP icon
220
American Electric Power
AEP
$68.4B
$7.88M 0.09%
112,238
-3,017
-3% -$215K
IWB icon
221
iShares Russell 1000 ETF
IWB
$50.1B
$7.83M 0.09%
56,003
+1,457
+3% +$200K
MA icon
222
Mastercard
MA
$493B
$7.82M 0.08%
55,390
+2,215
+4% +$293K
TSLA icon
223
Tesla
TSLA
$1.3T
$7.81M 0.08%
343,440
+37,140
+12% +$857K
CPRT icon
224
Copart
CPRT
$27.5B
$7.74M 0.08%
900,988
-50,184
-5% -$402K
SCHA icon
225
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$7.74M 0.08%
459,576
+54,640
+13% +$878K
7 8
9
10 11

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.