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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
(+6.6%)
Cap. Flow
+$257M
Cap. Flow
% of AUM
3.85%
Top 10 Holdings %
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$65.5M |
| 2 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$39.8M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$39.7M |
| 4 |
iShares Russell 2000 Value ETF
IWN
|
+$38.9M |
| 5 |
VanEck Fallen Angel High Yield Bond ETF
ANGL
|
+$18.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$72.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$37.9M |
| 3 |
iShares S&P 500 Value ETF
IVE
|
+$19.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$19M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$18.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 5.3% |
| 2 | Financials | 5.29% |
| 3 | Technology | 5.07% |
| 4 | Industrials | 5.07% |
| 5 | Healthcare | 4.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
CVS Health
CVS
$122B
| $6.62M | 0.1% |
74,519
+9,227
| +14% | +$871K |
|
202
Copart
CPRT
$27.5B
| $6.6M | 0.1% |
985,208
+29,296
| +3% | +$187K |
|
203
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
| $6.5M | 0.1% |
215,071
-100,585
| -32% | -$3.03M |
|
204
iShares National Muni Bond ETF
MUB
$45.9B
| $6.48M | 0.1% |
57,505
+8,968
| +18% | +$1.02M |
|
205
W.P. Carey
WPC
$16.4B
| $6.46M | 0.1% |
102,273
+3,890
| +4% | +$260K |
|
206
Honeywell
HON
$78B
| $6.37M | 0.1% |
60,856
+3,265
| +6% | +$341K |
|
|
WBA
207
DELISTED
Walgreens Boots Alliance
WBA
| $6.31M | 0.09% |
78,273
-2,011
| -3% | -$164K |
|
208
DuPont de Nemours
DD
$19.2B
| $6.29M | 0.09% |
47,941
+2,327
| +5% | +$310K |
|
|
ETV
209
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
| $6.26M | 0.09% |
415,196
+16,603
| +4% | +$247K |
|
|
RDS.A
210
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $6.25M | 0.09% |
129,084
+41,929
| +48% | +$2.05M |
|
211
Phillips 66
PSX
$81.4B
| $6.13M | 0.09% |
76,092
+12,538
| +20% | +$975K |
|
212
Qualcomm
QCOM
$176B
| $6.1M | 0.09% |
89,359
+8,006
| +10% | +$487K |
|
213
Comcast
CMCSA
$90B
| $6.1M | 0.09% |
183,876
+4,528
| +3% | +$151K |
|
214
Opko Health
OPK
$1.02B
| $6.07M | 0.09% |
572,989
+58,134
| +11% | +$579K |
|
215
Webster Financial
WBS
$12.8B
| $6.05M | 0.09% |
159,154
+9,927
| +7% | +$365K |
|
216
Lowe's Companies
LOW
$125B
| $5.94M | 0.09% |
82,295
+21,422
| +35% | +$1.67M |
|
217
Invesco Senior Loan ETF
BKLN
$6.74B
| $5.93M | 0.09% |
255,555
+53,140
| +26% | +$1.23M |
|
|
CELG
218
DELISTED
Celgene Corp
CELG
| $5.92M | 0.09% |
56,643
+9,259
| +20% | +$1M |
|
219
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
| $5.89M | 0.09% |
59,254
-2,717
| -4% | -$266K |
|
220
Alibaba
BABA
$308B
| $5.85M | 0.09% |
55,188
-842
| -2% | -$78K |
|
221
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
| $5.73M | 0.09% |
143,278
-2,688
| -2% | -$108K |
|
222
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
| $5.73M | 0.09% |
109,432
-322,334
| -75% | -$16.3M |
|
223
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
| $5.72M | 0.09% |
91,846
+45,480
| +98% | +$2.79M |
|
224
NextEra Energy
NEE
$177B
| $5.71M | 0.09% |
187,056
+7,416
| +4% | +$234K |
|
225
Oracle
ORCL
$423B
| $5.69M | 0.09% |
144,946
+16,781
| +13% | +$684K |
|
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review
As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
- Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
- Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
- Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.