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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
201
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$4.53M 0.09%
36,675
+2,861
+8% +$347K
VNQI icon
202
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$4.52M 0.09%
88,609
-5,740
-6% -$304K
NRF
203
DELISTED
NorthStar Realty Finance Corp.
NRF
$4.51M 0.09%
182,720
-9,030
-5% -$269K
MORE
204
DELISTED
Monogram Residential Trust, Inc.
MORE
$4.47M 0.09%
480,447
-40,932
-8% -$383K
CMCSA icon
205
Comcast
CMCSA
$90B
$4.46M 0.09%
158,800
-28,868
-15% -$858K
NFLX icon
206
Netflix
NFLX
$309B
$4.43M 0.09%
430,010
+22,610
+6% +$243K
JEF icon
207
Jefferies Financial Group
JEF
$13.1B
$4.4M 0.09%
242,847
+19,354
+9% +$389K
FXH icon
208
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$4.35M 0.09%
72,098
+15,684
+28% +$1.04M
VGT icon
209
Vanguard Information Technology ETF
VGT
$149B
$4.31M 0.09%
344,584
+7,336
+2% +$96.3K
DD
210
DELISTED
Du Pont De Nemours E I
DD
$4.25M 0.09%
88,361
-70,987
-45% -$3.79M
VXUS icon
211
Vanguard Total International Stock ETF
VXUS
$163B
$4.25M 0.09%
95,841
+327
+0.3% +$15.6K
ESRX
212
DELISTED
Express Scripts Holding Company
ESRX
$4.25M 0.09%
52,552
-414
-0.8% -$36.1K
FDX icon
213
FedEx
FDX
$75.4B
$4.22M 0.09%
29,316
+1,173
+4% +$187K
IYH icon
214
iShares US Healthcare ETF
IYH
$3.71B
$4.17M 0.09%
147,215
-113,225
-43% -$3.53M
AMJ
215
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$4.14M 0.09%
134,363
-96,845
-42% -$3.48M
VOT icon
216
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$4.14M 0.09%
42,532
-1,959
-4% -$204K
FXG icon
217
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$4.13M 0.09%
97,294
+4,774
+5% +$211K
AAL icon
218
American Airlines Group
AAL
$10.6B
$4.11M 0.08%
105,873
+367
+0.3% +$15.1K
SRE icon
219
Sempra
SRE
$54.8B
$4.11M 0.08%
85,210
-4,206
-5% -$207K
ORCL icon
220
Oracle
ORCL
$423B
$4.1M 0.08%
113,574
+1,498
+1% +$57.6K
EEM icon
221
iShares MSCI Emerging Markets ETF
EEM
$30B
$4.09M 0.08%
124,667
-45,750
-27% -$1.62M
HDV
222
iShares Core High Dividend ETF
HDV
$14.8B
$4.07M 0.08%
292,775
-19,520
-6% -$283K
AGN
223
DELISTED
Allergan plc
AGN
$4.02M 0.08%
14,759
-703
-5% -$216K
CSX icon
224
CSX Corp
CSX
$93.1B
$4.01M 0.08%
457,428
+127,986
+39% +$1.26M
XLE icon
225
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$3.99M 0.08%
130,512
-4,782
-4% -$161K
7 8
9
10 11

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.