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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
201
iShares Silver Trust
SLV
$30.9B
$4.27M 0.09%
284,257
+81,674
+40% +$1.29M
WELL icon
202
Welltower
WELL
$171B
$4.25M 0.09%
56,361
+33,827
+150% +$2.42M
IYR icon
203
iShares US Real Estate ETF
IYR
$4.57B
$4.23M 0.09%
55,024
+37,291
+210% +$2.79M
PAA icon
204
Plains All American Pipeline
PAA
$16.1B
$4.2M 0.09%
81,792
+28,617
+54% +$1.52M
KKR icon
205
KKR & Co
KKR
$92.3B
$4.11M 0.09%
177,282
+26,157
+17% +$573K
SHV icon
206
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$4.05M 0.09%
36,759
+9,137
+33% +$1.01M
VEU icon
207
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$4.05M 0.09%
86,454
+17,274
+25% +$830K
URI icon
208
United Rentals
URI
$72.4B
$4.04M 0.09%
39,650
+4,661
+13% +$500K
QQQX icon
209
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$4.01M 0.09%
208,619
+8,128
+4% +$162K
IWN icon
210
iShares Russell 2000 Value ETF
IWN
$14.6B
$4M 0.09%
39,310
+28,402
+260% +$2.78M
GS icon
211
Goldman Sachs
GS
$303B
$3.98M 0.09%
20,574
+12,706
+161% +$2.39M
MDLZ icon
212
Mondelez International
MDLZ
$79.9B
$3.97M 0.09%
109,380
+50,003
+84% +$1.82M
IDV icon
213
iShares International Select Dividend ETF
IDV
$8.57B
$3.97M 0.09%
117,893
-60,351
-34% -$2.12M
QQEW icon
214
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$3.96M 0.09%
92,519
+24,069
+35% +$994K
FCX icon
215
Freeport-McMoran
FCX
$97.5B
$3.94M 0.09%
168,975
+23,524
+16% +$649K
NRF
216
DELISTED
NorthStar Realty Finance Corp.
NRF
$3.89M 0.09%
110,528
+86,365
+357% +$3.08M
FNDA icon
217
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$3.87M 0.09%
+259,328
New +$3.72M
MCK icon
218
McKesson
MCK
$101B
$3.87M 0.09%
18,538
+3,334
+22% +$677K
C icon
219
Citigroup
C
$226B
$3.85M 0.09%
71,430
+8,273
+13% +$439K
KRG icon
220
Kite Realty
KRG
$5.36B
$3.81M 0.08%
132,477
-58,850
-31% -$1.56M
CLX icon
221
Clorox
CLX
$12.7B
$3.75M 0.08%
36,003
+22,293
+163% +$2.23M
NVS icon
222
Novartis
NVS
$297B
$3.74M 0.08%
44,824
+13,008
+41% +$1.08M
CAG icon
223
Conagra Brands
CAG
$7.23B
$3.72M 0.08%
131,766
+66,479
+102% +$1.82M
KR icon
224
Kroger
KR
$34.8B
$3.7M 0.08%
117,098
+44,288
+61% +$1.28M
EQR icon
225
Equity Residential
EQR
$25.1B
$3.68M 0.08%
51,168
+3,103
+6% +$215K
7 8
9
10 11

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.