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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UHS icon
2201
Universal Health Services
UHS
$9.94B
$176K ﹤0.01%
1,586
-97
-6% -$10.9K
WATT icon
2202
Energous
WATT
$103M
$176K ﹤0.01%
23
– –
FIF
2203
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$176K ﹤0.01%
9,359
-218
-2% -$3.99K
MFV
2204
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$176K ﹤0.01%
26,654
+5,625
+27% +$36.5K
DLB icon
2205
Dolby
DLB
$5.75B
$175K ﹤0.01%
3,032
+458
+18% +$24K
DVYA icon
2206
iShares Asia/Pacific Dividend ETF
DVYA
$72M
$173K ﹤0.01%
3,549
-140
-4% -$6.91K
EMBJ
2207
Embraer S.A. ADS
EMBJ
$12.7B
$173K ﹤0.01%
7,670
+870
+13% +$18.5K
FGB
2208
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$173K ﹤0.01%
25,275
+12,135
+92% +$85.3K
MLCO icon
2209
Melco Resorts & Entertainment
MLCO
$2.16B
$173K ﹤0.01%
7,180
+1,176
+20% +$25.5K
SMB icon
2210
VanEck Short Muni ETF
SMB
$314M
$173K ﹤0.01%
9,874
+2
+0% +$35
TTWO icon
2211
Take-Two Interactive
TTWO
$46.8B
$173K ﹤0.01%
1,693
+1,186
+234% +$106K
WBT
2212
DELISTED
Welbilt, Inc.
WBT
$173K ﹤0.01%
7,457
-152
-2% -$3.07K
AME icon
2213
Ametek
AME
$58.8B
$172K ﹤0.01%
2,612
+410
+19% +$25.9K
CAR icon
2214
Avis
CAR
$4.97B
$172K ﹤0.01%
4,540
+4,240
+1,413% +$143K
DNL icon
2215
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$503M
$172K ﹤0.01%
6,086
+2,566
+73% +$71.3K
HA
2216
DELISTED
Hawaiian Holdings, Inc.
HA
$172K ﹤0.01%
4,593
-4,542
-50% -$193K
SEDG icon
2217
SolarEdge
SEDG
$2.05B
$171K ﹤0.01%
5,965
-1,300
-18% -$32.8K
NXQ
2218
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$171K ﹤0.01%
12,244
-436
-3% -$6.1K
NBL
2219
DELISTED
Noble Energy, Inc.
NBL
$171K ﹤0.01%
6,044
+791
+15% +$20.8K
GVA icon
2220
Granite Construction
GVA
$5.49B
$170K ﹤0.01%
2,936
-197
-6% -$10.4K
MCHI icon
2221
iShares MSCI China ETF
MCHI
$6.27B
$170K ﹤0.01%
2,700
+1,618
+150% +$97.3K
PFS icon
2222
Provident Financial Services
PFS
$3.23B
$170K ﹤0.01%
6,390
– –
DGT icon
2223
State Street SPDR Global Dow ETF
DGT
$627M
$169K ﹤0.01%
2,085
+1,302
+166% +$103K
KBWP icon
2224
Invesco KBW Property & Casualty Insurance ETF
KBWP
$269M
$169K ﹤0.01%
2,919
+1
+0% +$58
SGMO
2225
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$169K ﹤0.01%
11,289
+549
+5% +$6.07K
87 88
89
90 91

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.