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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARE icon
2201
Alexandria Real Estate Equities
ARE
$8.32B
$106K ﹤0.01%
999
-63
-6% -$6.86K
BKE icon
2202
Buckle
BKE
$2.27B
$106K ﹤0.01%
4,406
+300
+7% +$7.74K
JGH icon
2203
Nuveen Global High Income Fund
JGH
$353M
$106K ﹤0.01%
6,759
+958
+17% +$14.7K
LYG icon
2204
Lloyds Banking Group
LYG
$90.1B
$106K ﹤0.01%
37,371
-8,015
-18% -$23.8K
NFLT icon
2205
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$463M
$106K ﹤0.01%
4,103
+2,000
+95% +$51.7K
STLA icon
2206
Stellantis
STLA
$20.2B
$106K ﹤0.01%
16,484
+189
+1% +$1.24K
VGLT icon
2207
Vanguard Long-Term Treasury ETF
VGLT
$10.3B
$106K ﹤0.01%
1,256
-922
-42% -$78.5K
GHL
2208
DELISTED
Greenhill & Co., Inc.
GHL
$106K ﹤0.01%
4,499
+335
+8% +$7K
HSBC.PRA
2209
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$106K ﹤0.01%
4,145
+95
+2% +$2.47K
RENX
2210
DELISTED
RELX N.V.
RENX
$106K ﹤0.01%
5,985
-2,787
-32% -$49.3K
DCA
2211
DELISTED
Virtus Total Return Fund
DCA
$106K ﹤0.01%
22,444
-427
-2% -$1.97K
CPT icon
2212
Camden Property Trust
CPT
$11.1B
$105K ﹤0.01%
1,260
+122
+11% +$10.7K
NDSN icon
2213
Nordson
NDSN
$17.2B
$105K ﹤0.01%
1,056
+35
+3% +$3.25K
PNQI icon
2214
Invesco NASDAQ Internet ETF
PNQI
$544M
$105K ﹤0.01%
5,960
-25,670
-81% -$427K
PRLB icon
2215
Protolabs
PRLB
$2.19B
$105K ﹤0.01%
1,770
-177
-9% -$10.2K
RACE icon
2216
Ferrari
RACE
$72.7B
$105K ﹤0.01%
2,021
+25
+1% +$1.16K
HTY
2217
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$105K ﹤0.01%
9,600
– –
TEP
2218
DELISTED
Tallgrass Energy Partners, LP
TEP
$105K ﹤0.01%
2,180
-1,503
-41% -$70K
IPD
2219
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
$105K ﹤0.01%
2,901
-854
-23% -$30.3K
CLC
2220
DELISTED
Clarcor
CLC
$105K ﹤0.01%
1,627
+988
+155% +$62.4K
G icon
2221
Genpact
G
$5.74B
$104K ﹤0.01%
4,314
-1,913
-31% -$47.4K
MFM
2222
Aberdeen Municipal Income Fund
MFM
$224M
$104K ﹤0.01%
13,850
+6,576
+90% +$48.8K
PICB icon
2223
Invesco International Corporate Bond ETF
PICB
$362M
$104K ﹤0.01%
3,914
+10
+0.3% +$266
ABE
2224
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$104K ﹤0.01%
8,208
+38
+0.5% +$478
JUNO
2225
DELISTED
Juno Therapeutics, Inc.
JUNO
$104K ﹤0.01%
3,444
+793
+30% +$24.7K
87 88
89
90 91

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.