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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACHC icon
2201
Acadia Healthcare
ACHC
$2.89B
$73K ﹤0.01%
1,094
-2,719
-71% -$209K
ADX icon
2202
Adams Diversified Equity Fund
ADX
$3.29B
$73K ﹤0.01%
5,665
+8
+0.1% +$109
BBD icon
2203
Banco Bradesco
BBD
$33.9B
$73K ﹤0.01%
29,141
+208
+0.7% +$701
BRF icon
2204
VanEck Brazil Small-Cap ETF
BRF
$20.1M
$73K ﹤0.01%
6,745
– –
CUK
2205
DELISTED
Carnival PLC
CUK
$73K ﹤0.01%
1,418
+10
+0.7% +$528
DGRO icon
2206
iShares Core Dividend Growth ETF
DGRO
$43.8B
$73K ﹤0.01%
3,024
+2,000
+195% +$50.9K
NBIX icon
2207
Neurocrine Biosciences
NBIX
$15.4B
$73K ﹤0.01%
1,844
+1,449
+367% +$70K
NRO
2208
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$73K ﹤0.01%
16,537
-1,032
-6% -$4.67K
SIGI icon
2209
Selective Insurance
SIGI
$5.61B
$73K ﹤0.01%
2,373
-136
-5% -$4.16K
SUI icon
2210
Sun Communities
SUI
$15.1B
$73K ﹤0.01%
1,104
+13
+1% +$866
TGH
2211
DELISTED
Textainer Group Holdings limited
TGH
$73K ﹤0.01%
4,403
+1,000
+29% +$19.8K
P
2212
DELISTED
Pandora Media Inc
P
$73K ﹤0.01%
3,380
+429
+15% +$7.53K
NUO
2213
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$73K ﹤0.01%
5,063
+13
+0.3% +$187
DCH
2214
Dauch Corp
DCH
$1.6B
$72K ﹤0.01%
3,641
+358
+11% +$7.24K
CII icon
2215
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$72K ﹤0.01%
5,422
-12
-0.2% -$172
FCEL icon
2216
FuelCell Energy
FCEL
$1.79B
$72K ﹤0.01%
23
– –
NRG icon
2217
NRG Energy
NRG
$25.9B
$72K ﹤0.01%
4,767
-165
-3% -$3.28K
SNPS icon
2218
Synopsys
SNPS
$80.4B
$72K ﹤0.01%
1,553
-5
-0.3% -$246
UHT
2219
Universal Health Realty Income Trust
UHT
$574M
$72K ﹤0.01%
1,533
+105
+7% +$5K
WDIV icon
2220
State Street SPDR S&P Global Dividend ETF
WDIV
$284M
$72K ﹤0.01%
1,232
+26
+2% +$1.62K
WX
2221
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$72K ﹤0.01%
1,665
-23
-1% -$971
BBL
2222
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$72K ﹤0.01%
2,406
-27,011
-92% -$947K
BKN
2223
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$71K ﹤0.01%
4,746
+16
+0.3% +$238
FMX icon
2224
Fomento Económico Mexicano
FMX
$40B
$71K ﹤0.01%
790
– –
MCR
2225
DELISTED
MFS Charter Income Trust
MCR
$71K ﹤0.01%
9,061
– –
87 88
89
90 91

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.