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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UFS
2201
DELISTED
DOMTAR CORPORATION (New)
UFS
$34K ﹤0.01%
732
– –
ADSK icon
2202
Autodesk
ADSK
$54.5B
$33K ﹤0.01%
650
+18
+3% +$789
AIT icon
2203
Applied Industrial Technologies
AIT
$13.2B
$33K ﹤0.01%
677
-10
-1% -$487
ANF icon
2204
Abercrombie & Fitch
ANF
$4.84B
$33K ﹤0.01%
1,010
+508
+101% +$17.5K
ARI
2205
Apollo Commercial Real Estate
ARI
$886M
$33K ﹤0.01%
2,000
– –
ASG
2206
Liberty All-Star Growth Fund
ASG
$349M
$33K ﹤0.01%
5,908
– –
AWP
2207
abrdn Global Premier Properties Fund
AWP
$364M
$33K ﹤0.01%
1,507
-967
-39% -$20.9K
BGB
2208
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$33K ﹤0.01%
1,875
– –
FHN icon
2209
First Horizon
FHN
$12.3B
$33K ﹤0.01%
2,832
+64
+2% +$716
IPO icon
2210
Renaissance IPO ETF
IPO
$166M
$33K ﹤0.01%
+1,500
New +$31.1K
JPXN
2211
iShares JPX-Nikkei 400 ETF
JPXN
$142M
$33K ﹤0.01%
620
+4
+0.6% +$206
ROIC
2212
DELISTED
Retail Opportunity Investments Corp.
ROIC
$33K ﹤0.01%
2,227
– –
TCS
2213
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$33K ﹤0.01%
+47
New +$27.6K
WMW
2214
DELISTED
ELEMENTS ETN MSTR Wide Moat FC TR
WMW
$33K ﹤0.01%
1,700
– –
OUTR
2215
DELISTED
OUTERWALL INC
OUTR
$33K ﹤0.01%
485
– –
MCGC
2216
DELISTED
MCG CAP CORP
MCGC
$33K ﹤0.01%
7,572
-99
-1% -$473
OB
2217
DELISTED
Onebeacon Insurance Group Ltd
OB
$33K ﹤0.01%
2,108
+38
+2% +$592
AMWD
2218
DELISTED
American Woodmark
AMWD
$32K ﹤0.01%
800
– –
ATMP icon
2219
iPath Select MLP ETN
ATMP
$640M
$32K ﹤0.01%
1,165
– –
ATRO icon
2220
Astronics
ATRO
$4.57B
$32K ﹤0.01%
1,386
-299
-18% -$6.56K
CLH icon
2221
Clean Harbors
CLH
$16.9B
$32K ﹤0.01%
533
– –
CNX icon
2222
CNX Resources
CNX
$5.23B
$32K ﹤0.01%
1,024
+468
+84% +$14.3K
HCI icon
2223
HCI Group
HCI
$2.32B
$32K ﹤0.01%
600
– –
MMD
2224
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$32K ﹤0.01%
2,000
– –
OIS icon
2225
Oil States International
OIS
$526M
$32K ﹤0.01%
565
– –
87 88
89
90 91

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.