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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHN icon
2176
First Horizon
FHN
$12B
$183K ﹤0.01%
9,503
+5,438
+134% +$95.3K
GNT
2177
GAMCO Natural Resources, Gold & Income Trust
GNT
$149M
$183K ﹤0.01%
26,153
+9,303
+55% +$64.7K
STK
2178
Columbia Seligman Premium Technology Growth Fund
STK
$922M
$183K ﹤0.01%
8,171
+700
+9% +$15.5K
VIAB
2179
DELISTED
Viacom Inc. Class B
VIAB
$183K ﹤0.01%
6,590
-4,023
-38% -$124K
BBY icon
2180
Best Buy
BBY
$17.6B
$182K ﹤0.01%
3,194
+409
+15% +$23.4K
FSS icon
2181
Federal Signal
FSS
$7.86B
$182K ﹤0.01%
8,546
– –
TTD icon
2182
Trade Desk
TTD
$6.37B
$182K ﹤0.01%
29,720
+4,470
+18% +$24.2K
SIVB
2183
DELISTED
SVB Financial Group
SIVB
$182K ﹤0.01%
973
+57
+6% +$10K
FRT icon
2184
Federal Realty Investment Trust
FRT
$10.1B
$181K ﹤0.01%
1,450
-1,278
-47% -$164K
NAVI icon
2185
Navient
NAVI
$803M
$181K ﹤0.01%
12,041
-691
-5% -$10.1K
PIE icon
2186
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$244M
$181K ﹤0.01%
9,556
+1,772
+23% +$32.8K
SMFG icon
2187
Sumitomo Mitsui Financial
SMFG
$160B
$181K ﹤0.01%
23,561
+173
+0.7% +$1.32K
BSJO
2188
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$181K ﹤0.01%
6,980
+815
+13% +$21K
CHRD icon
2189
Chord Energy
CHRD
$7.62B
$180K ﹤0.01%
19,787
-1,741
-8% -$13.6K
WBD icon
2190
Warner Bros
WBD
$67.9B
$180K ﹤0.01%
8,511
+2,202
+35% +$51.9K
CCK icon
2191
Crown Holdings
CCK
$13.1B
$179K ﹤0.01%
2,988
+863
+41% +$51.2K
KINS icon
2192
Kingstone Companies
KINS
$276M
$179K ﹤0.01%
10,985
+2,907
+36% +$44.9K
NIE
2193
Virtus Equity & Convertible Income Fund
NIE
$733M
$179K ﹤0.01%
8,639
+1,722
+25% +$34.7K
XPH icon
2194
State Street SPDR S&P Pharmaceuticals ETF
XPH
$509M
$179K ﹤0.01%
4,210
+484
+13% +$20.5K
BCPC
2195
Balchem Corp
BCPC
$5.71B
$179K ﹤0.01%
2,206
+1,352
+158% +$104K
PBT
2196
Permian Basin Royalty Trust
PBT
$1.52B
$178K ﹤0.01%
20,435
+60
+0.3% +$520
SFL icon
2197
SFL Corp
SFL
$1.54B
$178K ﹤0.01%
12,267
+1,957
+19% +$26.7K
DEA
2198
Easterly Government Properties
DEA
$1.14B
$177K ﹤0.01%
3,433
+1,444
+73% +$72.5K
USDU icon
2199
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$457M
$177K ﹤0.01%
6,835
+2,916
+74% +$75.1K
ACC
2200
DELISTED
American Campus Communities, Inc.
ACC
$177K ﹤0.01%
4,022
-3,540
-47% -$168K
86 87
88
89 90

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HAM
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CM
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TRAM
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.