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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LL
2176
DELISTED
LL Flooring Holdings, Inc.
LL
$110K ﹤0.01%
5,569
– –
INFO
2177
DELISTED
IHS Markit Ltd. Common Shares
INFO
$110K ﹤0.01%
2,940
+789
+37% +$28.2K
CTB
2178
DELISTED
Cooper Tire & Rubber Co.
CTB
$110K ﹤0.01%
2,891
+1,489
+106% +$49.8K
LN
2179
DELISTED
LINE Corporation
LN
$110K ﹤0.01%
+2,275
New +$96.9K
NTRI
2180
DELISTED
NutriSystem, Inc.
NTRI
$110K ﹤0.01%
3,696
-754
-17% -$21.3K
EXAS
2181
DELISTED
Exact Sciences
EXAS
$109K ﹤0.01%
5,897
+311
+6% +$5.48K
JPI
2182
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$109K ﹤0.01%
4,450
+300
+7% +$7.4K
SCHC icon
2183
Schwab International Small-Cap Equity ETF
SCHC
$5.71B
$109K ﹤0.01%
3,545
-31,103
-90% -$938K
NEV
2184
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$109K ﹤0.01%
6,825
– –
GGE
2185
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$109K ﹤0.01%
6,800
– –
HK
2186
DELISTED
Halcon Resources Corporation
HK
$109K ﹤0.01%
+11,734
New +$138K
ASHR icon
2187
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.58B
$108K ﹤0.01%
4,376
-235
-5% -$5.8K
IDA icon
2188
Idacorp
IDA
$8.23B
$108K ﹤0.01%
1,387
+12
+0.9% +$947
SPFF icon
2189
Global X SuperIncome Preferred ETF
SPFF
$143M
$108K ﹤0.01%
7,981
-1,000
-11% -$13.6K
WRB icon
2190
W.R. Berkley
WRB
$26.2B
$108K ﹤0.01%
6,294
+2,386
+61% +$41.3K
SDRL
2191
DELISTED
Seadrill Limited Common Stock
SDRL
$108K ﹤0.01%
171
+14
+9% +$10.1K
WFT
2192
DELISTED
Weatherford International plc
WFT
$108K ﹤0.01%
19,121
-2,252
-11% -$12.8K
ADRE
2193
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$108K ﹤0.01%
3,088
-42
-1% -$1.41K
BLH
2194
DELISTED
Blackrock Ny Muni 2018 Term Tr
BLH
$108K ﹤0.01%
7,200
-12,100
-63% -$182K
BMVP icon
2195
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$107M
$107K ﹤0.01%
4,245
– –
HRB icon
2196
H&R Block
HRB
$6.78B
$107K ﹤0.01%
4,648
+326
+8% +$7.63K
MCR
2197
DELISTED
MFS Charter Income Trust
MCR
$107K ﹤0.01%
12,358
+2,100
+20% +$18.1K
MUR icon
2198
Murphy Oil
MUR
$5B
$107K ﹤0.01%
3,504
+2,652
+311% +$75.6K
IPN
2199
DELISTED
SPDR S&P International Industrial Sector
IPN
$107K ﹤0.01%
3,584
-1,025
-22% -$30.3K
DST
2200
DELISTED
DST Systems Inc.
DST
$107K ﹤0.01%
1,816
+542
+43% +$32.8K
86 87
88
89 90

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.