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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEC
2176
DELISTED
CIMAREX ENERGY CO
XEC
$77K ﹤0.01%
745
-35
-4% -$3.73K
BSTC
2177
DELISTED
BioSpecifics Technologies Corp.
BSTC
$77K ﹤0.01%
1,772
+1,770
+88,500% +$95.5K
PNFP icon
2178
Pinnacle Financial Partners Inc
PNFP
$16.3B
$76K ﹤0.01%
1,542
+69
+5% +$3.49K
OUTR
2179
DELISTED
OUTERWALL INC
OUTR
$76K ﹤0.01%
1,331
-22,095
-94% -$1.52M
EQC.PRE
2180
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$76K ﹤0.01%
3,000
– –
ENR icon
2181
Energizer
ENR
$1.57B
$75K ﹤0.01%
1,933
+1,722
+816% +$68.9K
FNV icon
2182
Franco-Nevada
FNV
$45.1B
$75K ﹤0.01%
1,695
-4,195
-71% -$181K
GIII icon
2183
G-III Apparel Group
GIII
$1.42B
$75K ﹤0.01%
1,205
-13,109
-92% -$900K
HCI icon
2184
HCI Group
HCI
$2.29B
$75K ﹤0.01%
1,933
+50
+3% +$2.07K
HDB icon
2185
HDFC Bank
HDB
$120B
$75K ﹤0.01%
4,936
+104
+2% +$1.57K
KOF icon
2186
Coca-Cola Femsa
KOF
$22.9B
$75K ﹤0.01%
1,082
+144
+15% +$10.6K
NKTR icon
2187
Nektar Therapeutics
NKTR
$2.53B
$75K ﹤0.01%
455
-23
-5% -$4.07K
SPLK
2188
DELISTED
Splunk Inc
SPLK
$75K ﹤0.01%
1,356
-374
-22% -$24.4K
ENH
2189
DELISTED
Endurance Specialty Holdings Ltd
ENH
$75K ﹤0.01%
1,226
+232
+23% +$15.1K
NMRX
2190
DELISTED
Numerex Corp
NMRX
$75K ﹤0.01%
8,600
– –
CYD icon
2191
China Yuchai International
CYD
$1.69B
$74K ﹤0.01%
5,939
-2,421
-29% -$35.3K
IDA icon
2192
Idacorp
IDA
$8.23B
$74K ﹤0.01%
1,154
+6
+0.5% +$362
INFY icon
2193
Infosys
INFY
$49.1B
$74K ﹤0.01%
7,760
+10
+0.1% +$86
LEO
2194
BNY Mellon Strategic Municipals
LEO
$390M
$74K ﹤0.01%
9,069
– –
OSK icon
2195
Oshkosh
OSK
$9.5B
$74K ﹤0.01%
2,041
+903
+79% +$35.3K
PAG icon
2196
Penske Automotive Group
PAG
$14.4B
$74K ﹤0.01%
1,519
+271
+22% +$13.9K
RBLD icon
2197
First Trust Alerian US NextGen Infrastructure ETF
RBLD
$58.6M
$74K ﹤0.01%
1,704
-620
-27% -$28.5K
SWIR
2198
DELISTED
Sierra Wireless
SWIR
$74K ﹤0.01%
3,525
-205
-5% -$4.75K
BSCM
2199
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$74K ﹤0.01%
3,592
+42
+1% +$864
LPNT
2200
DELISTED
LifePoint Health, Inc.
LPNT
$74K ﹤0.01%
1,044
+48
+5% +$3.9K
86 87
88
89 90

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.