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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPLT
2176
abrdn Physical Platinum Shares ETF
PPLT
$2B
$30K ﹤0.01%
2,200
– –
PSK icon
2177
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$30K ﹤0.01%
726
+10
+1% +$420
SCHO icon
2178
Schwab Short-Term US Treasury ETF
SCHO
$13B
$30K ﹤0.01%
+1,190
New +$30K
SMCI icon
2179
Super Micro Computer
SMCI
$25.3B
$30K ﹤0.01%
22,500
– –
TDW icon
2180
Tidewater
TDW
$4.55B
$30K ﹤0.01%
16
+1
+7% +$1.86K
TEO icon
2181
Telecom Argentina
TEO
$5.75B
$30K ﹤0.01%
1,664
-450
-21% -$7.94K
TRMK icon
2182
Trustmark
TRMK
$2.8B
$30K ﹤0.01%
1,176
+11
+0.9% +$288
VGSH icon
2183
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$30K ﹤0.01%
492
-70
-12% -$4.26K
WCN
2184
Waste Connections
WCN
$41.6B
$30K ﹤0.01%
999
– –
YORW icon
2185
York Water
YORW
$536M
$30K ﹤0.01%
1,500
– –
CVLY
2186
DELISTED
Codorus Valley Bancorp Inc
CVLY
$30K ﹤0.01%
+2,429
New +$29.4K
FRGI
2187
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$30K ﹤0.01%
800
– –
LAYN
2188
DELISTED
Layne Christensen Co
LAYN
$30K ﹤0.01%
1,513
– –
HERO
2189
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$30K ﹤0.01%
4,116
+8
+0.2% +$58
ACI
2190
DELISTED
ARCH COAL, INC.
ACI
$30K ﹤0.01%
741
– –
ANR
2191
DELISTED
Alpha Natural Resources Inc
ANR
$30K ﹤0.01%
4,975
-32
-0.6% -$188
FNIO
2192
DELISTED
ISHARES TR INDL/OFFICE REAL ESTATE CAPPED ETF
FNIO
$30K ﹤0.01%
991
-103
-9% -$3.12K
HHY
2193
DELISTED
Brookfield High Income Fund Inc.
HHY
$30K ﹤0.01%
3,000
+800
+36% +$7.63K
BEAT
2194
DELISTED
BioTelemetry, Inc.
BEAT
$30K ﹤0.01%
+3,000
New +$23.6K
DISH
2195
DELISTED
DISH Network Corp.
DISH
$30K ﹤0.01%
599
-52
-8% -$2.34K
SBNY
2196
DELISTED
Signature Bank
SBNY
$30K ﹤0.01%
317
-18
-5% -$1.62K
RBS.PRL.CL
2197
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$30K ﹤0.01%
1,520
-1,501
-50% -$29.2K
EDE
2198
DELISTED
Empire District Electric
EDE
$30K ﹤0.01%
1,393
+946
+212% +$21.2K
MHY
2199
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$30K ﹤0.01%
5,269
– –
ASG
2200
Liberty All-Star Growth Fund
ASG
$349M
$29K ﹤0.01%
5,908
+828
+16% +$3.95K
86 87
88
89 90

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HAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.