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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COLM icon
2151
Columbia Sportswear
COLM
$2.88B
$189K ﹤0.01%
3,073
-28
-0.9% -$1.62K
IRDM icon
2152
Iridium Communications
IRDM
$5.23B
$189K ﹤0.01%
18,315
-3,302
-15% -$34.2K
PF
2153
DELISTED
Pinnacle Foods, Inc.
PF
$189K ﹤0.01%
3,302
-1,484
-31% -$88K
CODI icon
2154
Compass Diversified
CODI
$927M
$188K ﹤0.01%
10,610
-1,999
-16% -$34.5K
BERY
2155
DELISTED
Berry Global Group, Inc.
BERY
$188K ﹤0.01%
3,607
+638
+21% +$33.3K
EVA
2156
DELISTED
Enviva Inc.
EVA
$188K ﹤0.01%
6,378
+26
+0.4% +$749
AIG.WS
2157
DELISTED
American International Group, Inc.
AIG.WS
$188K ﹤0.01%
9,452
+6,447
+215% +$131K
MZOR
2158
DELISTED
Mazor Robotics Ltd.
MZOR
$188K ﹤0.01%
3,811
+1,973
+107% +$82.3K
NID
2159
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$188K ﹤0.01%
14,010
+2,210
+19% +$29.8K
CSWC icon
2160
Capital Southwest
CSWC
$1.6B
$187K ﹤0.01%
10,900
– –
FCT
2161
First Trust Senior Floating Rate Income Fund II
FCT
$187K ﹤0.01%
13,904
-489
-3% -$6.52K
FVAL icon
2162
Fidelity Value Factor ETF
FVAL
$1.37B
$187K ﹤0.01%
6,182
+5,357
+649% +$159K
INFN
2163
DELISTED
Infinera Corporation Common Stock
INFN
$187K ﹤0.01%
20,847
-70,766
-77% -$681K
CLR
2164
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$187K ﹤0.01%
4,863
+1,261
+35% +$42.8K
CHDN icon
2165
Churchill Downs
CHDN
$6.18B
$186K ﹤0.01%
5,424
-18
-0.3% -$576
CXH
2166
DELISTED
MFS Investment Grade Municipal Trust
CXH
$186K ﹤0.01%
18,613
-10,404
-36% -$106K
GYLD icon
2167
Arrow Dow Jones Global Yield ETF
GYLD
$37.9M
$186K ﹤0.01%
10,161
+3,123
+44% +$57K
LOR
2168
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$186K ﹤0.01%
16,420
+2,516
+18% +$28.1K
EFT
2169
Eaton Vance Floating-Rate Income Trust
EFT
$289M
$185K ﹤0.01%
12,614
-4,754
-27% -$70.8K
FLIR
2170
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$185K ﹤0.01%
4,763
-15
-0.3% -$569
BHC icon
2171
Bausch Health
BHC
$2.33B
$184K ﹤0.01%
12,824
-7,184
-36% -$109K
GWRE icon
2172
Guidewire Software
GWRE
$14.7B
$184K ﹤0.01%
2,360
+20
+0.9% +$1.47K
BRG
2173
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$184K ﹤0.01%
16,652
+6,438
+63% +$73.7K
ACGL icon
2174
Arch Capital
ACGL
$33.5B
$183K ﹤0.01%
5,562
-2,103
-27% -$67.8K
ARMK icon
2175
Aramark
ARMK
$15.9B
$183K ﹤0.01%
6,226
-1,159
-16% -$33.6K
85 86
87
88 89

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.