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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNOW icon
2151
DNOW Inc
DNOW
$2.98B
$113K ﹤0.01%
5,188
-51
-1% -$1.02K
EGHT icon
2152
8x8 Inc
EGHT
$293M
$113K ﹤0.01%
7,337
-305
-4% -$4.34K
GNR icon
2153
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.93B
$113K ﹤0.01%
2,901
-2,662
-48% -$103K
PODD icon
2154
Insulet
PODD
$10.1B
$113K ﹤0.01%
2,771
-2,244
-45% -$88.7K
ACGL icon
2155
Arch Capital
ACGL
$33.7B
$112K ﹤0.01%
4,329
-510
-11% -$13K
BBD icon
2156
Banco Bradesco
BBD
$33.9B
$112K ﹤0.01%
23,700
-1,418
-6% -$6.43K
MYN icon
2157
BlackRock MuniYield New York Quality Fund
MYN
$376M
$112K ﹤0.01%
7,876
+4,787
+155% +$68.6K
NLR icon
2158
VanEck Uranium + Nuclear Energy ETF
NLR
$4.22B
$112K ﹤0.01%
2,314
– –
ONTO icon
2159
Onto Innovation
ONTO
$20.4B
$112K ﹤0.01%
5,000
– –
SKM icon
2160
SK Telecom
SKM
$14.9B
$112K ﹤0.01%
3,072
+132
+4% +$4.78K
WPT
2161
DELISTED
World Point Terminals, LP
WPT
$112K ﹤0.01%
+7,500
New +$116K
BLKB icon
2162
Blackbaud
BLKB
$2.08B
$111K ﹤0.01%
1,688
+1,265
+299% +$85.6K
BTO
2163
John Hancock Financial Opportunities Fund
BTO
$819M
$111K ﹤0.01%
3,983
-700
-15% -$19K
NRG icon
2164
NRG Energy
NRG
$26B
$111K ﹤0.01%
9,904
-41,573
-81% -$542K
ST icon
2165
Sensata Technologies
ST
$6.65B
$111K ﹤0.01%
2,847
+1,510
+113% +$57K
XEC
2166
DELISTED
CIMAREX ENERGY CO
XEC
$111K ﹤0.01%
813
-84
-9% -$10.5K
CXO
2167
DELISTED
CONCHO RESOURCES INC.
CXO
$111K ﹤0.01%
802
+41
+5% +$5.2K
BBL
2168
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$111K ﹤0.01%
3,662
+1,736
+90% +$46.4K
BSL
2169
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$110K ﹤0.01%
6,554
+12
+0.2% +$197
DGRW icon
2170
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$110K ﹤0.01%
3,402
-839
-20% -$27.2K
FLTR icon
2171
VanEck IG Floating Rate ETF
FLTR
$3.04B
$110K ﹤0.01%
4,400
-902
-17% -$22.4K
LII icon
2172
Lennox International
LII
$14.5B
$110K ﹤0.01%
698
-169
-19% -$26.3K
THD icon
2173
iShares MSCI Thailand ETF
THD
$353M
$110K ﹤0.01%
1,503
+707
+89% +$51.6K
UHT
2174
Universal Health Realty Income Trust
UHT
$580M
$110K ﹤0.01%
1,737
-547
-24% -$33K
WASH icon
2175
Washington Trust Bancorp
WASH
$769M
$110K ﹤0.01%
2,741
+152
+6% +$6.1K
85 86
87
88 89

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.