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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXE icon
2151
Invesco Energy Exploration & Production ETF
PXE
$86.8M
$79K ﹤0.01%
3,443
-2,396
-41% -$61.5K
TAN icon
2152
Invesco Solar ETF
TAN
$1.38B
$79K ﹤0.01%
2,998
+36
+1% +$1.17K
VIPS icon
2153
Vipshop
VIPS
$6.86B
$79K ﹤0.01%
4,731
+3,330
+238% +$63.9K
VNO icon
2154
Vornado Realty Trust
VNO
$7.32B
$79K ﹤0.01%
1,081
-6,899
-86% -$520K
APEX
2155
DELISTED
Apex Global Brands Inc. Common Stock
APEX
$79K ﹤0.01%
170
+96
+130% +$70.9K
DOM
2156
DELISTED
DOMINION RES BLACK WARRIOR TR
DOM
$79K ﹤0.01%
55,723
-562
-1% -$1.22K
FTT
2157
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$79K ﹤0.01%
5,875
-1,000
-15% -$13.4K
ABG icon
2158
Asbury Automotive
ABG
$3.79B
$78K ﹤0.01%
953
-9,070
-90% -$768K
BAC.PRL icon
2159
Bank of America Series L
BAC.PRL
$4.01B
$78K ﹤0.01%
72
+10
+16% +$11.1K
EEMS icon
2160
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$378M
$78K ﹤0.01%
+1,964
New +$84.2K
NHTC icon
2161
Natural Health Trends
NHTC
$15.4M
$78K ﹤0.01%
+2,400
New +$72.7K
OMCL icon
2162
Omnicell
OMCL
$1.7B
$78K ﹤0.01%
2,514
+135
+6% +$4.83K
TDF
2163
Templeton Dragon Fund
TDF
$273M
$78K ﹤0.01%
4,174
– –
VIAV icon
2164
Viavi Solutions
VIAV
$10.7B
$78K ﹤0.01%
14,668
-12,593
-46% -$73.9K
WABC icon
2165
Westamerica Bancorp
WABC
$1.39B
$78K ﹤0.01%
1,766
-4
-0.2% -$190
SCU
2166
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$78K ﹤0.01%
898
-55
-6% -$5.92K
ATRO icon
2167
Astronics
ATRO
$4.54B
$77K ﹤0.01%
3,462
+91
+3% +$2.83K
DAX icon
2168
Global X DAX Germany ETF
DAX
$237M
$77K ﹤0.01%
3,300
+1,000
+43% +$25.7K
GGG icon
2169
Graco
GGG
$13.2B
$77K ﹤0.01%
3,474
+396
+13% +$9.13K
MSTR icon
2170
Strategy Inc
MSTR
$36.5B
$77K ﹤0.01%
3,920
+1,990
+103% +$39.4K
NAN icon
2171
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$77K ﹤0.01%
5,735
– –
NML
2172
Neuberger Energy Infrastructure and Income Fund Inc
NML
$610M
$77K ﹤0.01%
6,270
– –
SPGP icon
2173
Invesco S&P 500 GARP ETF
SPGP
$2.33B
$77K ﹤0.01%
2,429
– –
SPR
2174
DELISTED
Spirit AeroSystems
SPR
$77K ﹤0.01%
1,587
-5,680
-78% -$302K
UPGD icon
2175
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$122M
$77K ﹤0.01%
2,385
– –
85 86
87
88 89

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.