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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCY icon
2126
Mercury Insurance
MCY
$5.86B
$195K ﹤0.01%
3,417
-186
-5% -$10.5K
SPE
2127
Special Opportunities Fund
SPE
$144M
$195K ﹤0.01%
12,861
-935
-7% -$13.8K
ZOES
2128
DELISTED
Zoe's Kitchen, Inc.
ZOES
$195K ﹤0.01%
15,400
+5,350
+53% +$65.2K
EXK
2129
Endeavour Silver
EXK
$3.14B
$194K ﹤0.01%
79,556
+68,550
+623% +$177K
FLN icon
2130
First Trust Latin America AlphaDEX Fund
FLN
$36.1M
$194K ﹤0.01%
8,760
-2,211
-20% -$47.1K
LBTYK icon
2131
Liberty Global Class C
LBTYK
$3.4B
$194K ﹤0.01%
5,949
-666
-10% -$21.5K
NEV
2132
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$194K ﹤0.01%
13,203
– –
GHII
2133
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$194K ﹤0.01%
6,740
+278
+4% +$7.91K
DSU icon
2134
BlackRock Debt Strategies Fund
DSU
$600M
$193K ﹤0.01%
16,559
-2,244
-12% -$26K
HDB icon
2135
HDFC Bank
HDB
$120B
$193K ﹤0.01%
8,036
+1,488
+23% +$35.4K
SPLB icon
2136
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$193K ﹤0.01%
8,765
+3,338
+62% +$93.1K
SRPT icon
2137
Sarepta Therapeutics
SRPT
$1.92B
$193K ﹤0.01%
4,262
+2,493
+141% +$99.6K
MQT
2138
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$192K ﹤0.01%
14,405
+555
+4% +$7.49K
NEOG icon
2139
Neogen
NEOG
$2.51B
$192K ﹤0.01%
6,597
+904
+16% +$23.2K
UTL icon
2140
Unitil
UTL
$981M
$192K ﹤0.01%
3,879
-80
-2% -$3.98K
MGU
2141
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$192K ﹤0.01%
7,322
+291
+4% +$7.39K
CXT icon
2142
Crane NXT
CXT
$2.95B
$191K ﹤0.01%
6,881
+1,230
+22% +$33K
MXF
2143
Mexico Fund
MXF
$312M
$191K ﹤0.01%
11,100
-2,410
-18% -$42.8K
BBK
2144
DELISTED
Blackrock Municipal Bond Trust
BBK
$191K ﹤0.01%
12,259
-11,388
-48% -$181K
MNR
2145
DELISTED
Monmouth Real Estate Investment Corp
MNR
$191K ﹤0.01%
11,787
+2,409
+26% +$37.6K
CXE
2146
DELISTED
MFS High Income Municipal Trust
CXE
$190K ﹤0.01%
36,253
-256
-0.7% -$1.35K
SIL icon
2147
Global X Silver Miners ETF NEW
SIL
$4.86B
$190K ﹤0.01%
5,760
-66
-1% -$2.23K
IRL
2148
DELISTED
NEW IRELAND FUND INC
IRL
$190K ﹤0.01%
13,843
+1,265
+10% +$17.5K
WIN
2149
DELISTED
Windstream Holdings Inc
WIN
$190K ﹤0.01%
19,500
-3,218
-14% -$42.7K
BIVV
2150
DELISTED
Bioverativ Inc. Common Stock
BIVV
$190K ﹤0.01%
3,308
-443
-12% -$25.9K
84 85
86
87 88

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.