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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHH icon
2126
Choice Hotels
CHH
$4.7B
$117K ﹤0.01%
2,603
+6
+0.2% +$288
EMBJ
2127
Embraer S.A. ADS
EMBJ
$13.5B
$117K ﹤0.01%
6,757
-1,751
-21% -$33.6K
ITT icon
2128
ITT
ITT
$19.5B
$117K ﹤0.01%
3,258
+26
+0.8% +$888
KBWP icon
2129
Invesco KBW Property & Casualty Insurance ETF
KBWP
$267M
$117K ﹤0.01%
2,325
+225
+11% +$11.3K
NXJ
2130
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$117K ﹤0.01%
7,901
– –
CLNY
2131
DELISTED
Colony Capital, Inc.
CLNY
$117K ﹤0.01%
6,437
+862
+15% +$15.3K
MMLP icon
2132
Martin Midstream Partners
MMLP
$95.5M
$116K ﹤0.01%
5,814
+311
+6% +$6.69K
NUW icon
2133
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$116K ﹤0.01%
6,140
– –
UDR icon
2134
UDR
UDR
$12.3B
$116K ﹤0.01%
3,231
-360
-10% -$13.1K
AV
2135
DELISTED
Aviva Plc
AV
$116K ﹤0.01%
10,147
+1,442
+17% +$15.7K
GYLD icon
2136
Arrow Dow Jones Global Yield ETF
GYLD
$37.6M
$115K ﹤0.01%
6,026
+540
+10% +$10.4K
HP icon
2137
Helmerich & Payne
HP
$4.42B
$115K ﹤0.01%
1,708
-158
-8% -$9.92K
LITE icon
2138
Lumentum
LITE
$81.7B
$115K ﹤0.01%
2,767
+222
+9% +$7.3K
NAZ icon
2139
Nuveen Arizona Quality Municipal Income Fund
NAZ
$160M
$115K ﹤0.01%
6,796
– –
RWJ icon
2140
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$115K ﹤0.01%
5,790
-507
-8% -$9.85K
SITC icon
2141
SITE Centers
SITC
$158M
$115K ﹤0.01%
5,125
-7,318
-59% -$176K
TECH icon
2142
Bio-Techne
TECH
$11.2B
$115K ﹤0.01%
4,188
+504
+14% +$13.8K
BKS
2143
DELISTED
Barnes & Noble
BKS
$115K ﹤0.01%
10,218
+9,445
+1,222% +$114K
AES.PRC.CL
2144
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$115K ﹤0.01%
2,253
– –
BGX
2145
Blackstone Long-Short Credit Income Fund
BGX
$138M
$114K ﹤0.01%
7,348
+20
+0.3% +$301
SMFG icon
2146
Sumitomo Mitsui Financial
SMFG
$167B
$114K ﹤0.01%
16,881
-1,247
-7% -$8.09K
SYNH
2147
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$114K ﹤0.01%
2,546
+2,251
+763% +$97.6K
FONE
2148
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
$114K ﹤0.01%
2,807
-497
-15% -$19.6K
CDNS icon
2149
Cadence Design Systems
CDNS
$89.6B
$113K ﹤0.01%
4,428
-180
-4% -$4.5K
CUBE icon
2150
CubeSmart
CUBE
$9.45B
$113K ﹤0.01%
4,095
-160
-4% -$4.59K
84 85
86
87 88

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.