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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAJ
2126
DELISTED
Canon, Inc.
CAJ
$82K ﹤0.01%
2,825
+258
+10% +$8.05K
ARII
2127
DELISTED
American Railcar Industries, Inc.
ARII
$82K ﹤0.01%
2,279
-115
-5% -$4.72K
CPK icon
2128
Chesapeake Utilities
CPK
$3.26B
$81K ﹤0.01%
1,533
-78
-5% -$3.97K
FNF icon
2129
Fidelity National Financial
FNF
$13.3B
$81K ﹤0.01%
3,277
+304
+10% +$7.96K
INDB icon
2130
Independent Bank
INDB
$4.08B
$81K ﹤0.01%
1,764
– –
XNCR icon
2131
Xencor
XNCR
$1.7B
$81K ﹤0.01%
6,600
– –
XRT icon
2132
State Street SPDR S&P Retail ETF
XRT
$641M
$81K ﹤0.01%
1,837
+3
+0.2% +$143
CDMO
2133
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$81K ﹤0.01%
11,385
-1,714
-13% -$14.3K
BGG
2134
DELISTED
Briggs & Stratton Corp.
BGG
$81K ﹤0.01%
4,179
-1,408
-25% -$27K
CLMS
2135
DELISTED
Calamos Asset Management, Inc.
CLMS
$81K ﹤0.01%
8,503
+215
+3% +$2.39K
CNQ icon
2136
Canadian Natural Resources
CNQ
$99.8B
$80K ﹤0.01%
8,531
-122
-1% -$1.34K
MUFG icon
2137
Mitsubishi UFJ Financial
MUFG
$261B
$80K ﹤0.01%
13,022
+297
+2% +$2.01K
NJR icon
2138
New Jersey Resources
NJR
$5.66B
$80K ﹤0.01%
2,700
-278
-9% -$7.9K
RFI
2139
Cohen & Steers Total Return Realty Fund
RFI
$308M
$80K ﹤0.01%
6,745
-2,004
-23% -$24.7K
RRC icon
2140
Range Resources
RRC
$9.48B
$80K ﹤0.01%
2,487
+423
+20% +$16.5K
SWX icon
2141
Southwest Gas
SWX
$6.68B
$80K ﹤0.01%
1,370
-100
-7% -$5.53K
WASH icon
2142
Washington Trust Bancorp
WASH
$770M
$80K ﹤0.01%
2,087
+17
+0.8% +$667
NUVA
2143
DELISTED
NuVasive, Inc.
NUVA
$80K ﹤0.01%
1,675
-21
-1% -$1.08K
RJA
2144
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$80K ﹤0.01%
12,582
-2,500
-17% -$16.5K
RJI
2145
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$80K ﹤0.01%
14,944
– –
BRCD
2146
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$80K ﹤0.01%
7,784
-2,930
-27% -$30.7K
SIRO
2147
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$80K ﹤0.01%
856
+123
+17% +$12.2K
VNR
2148
DELISTED
Vanguard Natural Resources, LLC
VNR
$80K ﹤0.01%
10,629
-4,475
-30% -$44.5K
FCO
2149
DELISTED
abrdn Global Income Fund
FCO
$79K ﹤0.01%
10,413
+1,500
+17% +$12.1K
NG icon
2150
NovaGold Resources
NG
$3.56B
$79K ﹤0.01%
22,050
+300
+1% +$1.01K
84 85
86
87 88

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.