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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRI icon
2126
Thomson Reuters
TRI
$46B
$37K ﹤0.01%
846
+189
+29% +$8.06K
AT
2127
DELISTED
Atlantic Power Corporation
AT
$37K ﹤0.01%
10,539
+8,810
+510% +$35.4K
FVL
2128
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$37K ﹤0.01%
1,998
+1,000
+100% +$17.6K
SDLP
2129
DELISTED
SEADRILL PARTNERS LLC
SDLP
$37K ﹤0.01%
120
– –
DWCH
2130
DELISTED
Datawatch Corp
DWCH
$37K ﹤0.01%
1,100
+300
+38% +$9.74K
HTSI
2131
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
$37K ﹤0.01%
751
-139
-16% -$6.86K
BEAT
2132
DELISTED
BioTelemetry, Inc.
BEAT
$37K ﹤0.01%
4,600
+1,600
+53% +$14.9K
ADC icon
2133
Agree Realty
ADC
$9.34B
$36K ﹤0.01%
1,233
– –
BGY icon
2134
BlackRock Enhanced International Dividend Trust
BGY
$536M
$36K ﹤0.01%
4,399
+65
+1% +$517
CRT
2135
Cross Timbers Royalty Trust
CRT
$60.4M
$36K ﹤0.01%
1,250
– –
FXO icon
2136
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$36K ﹤0.01%
1,664
– –
PFXF icon
2137
VanEck Preferred Securities ex Financials ETF
PFXF
$2.49B
$36K ﹤0.01%
1,925
-6,025
-76% -$116K
RBCAA icon
2138
Republic Bancorp
RBCAA
$1.92B
$36K ﹤0.01%
1,463
-498
-25% -$12K
SLM icon
2139
SLM Corp
SLM
$5.22B
$36K ﹤0.01%
3,825
+2,857
+295% +$26.3K
SPGP icon
2140
Invesco S&P 500 GARP ETF
SPGP
$2.33B
$36K ﹤0.01%
1,272
– –
SYNA icon
2141
Synaptics
SYNA
$4.2B
$36K ﹤0.01%
689
+195
+39% +$9.56K
TGI
2142
DELISTED
Triumph Group
TGI
$36K ﹤0.01%
472
-27
-5% -$1.96K
THG icon
2143
Hanover Insurance
THG
$7.77B
$36K ﹤0.01%
611
+26
+4% +$1.53K
VTWO icon
2144
Vanguard Russell 2000 ETF
VTWO
$17.5B
$36K ﹤0.01%
784
+2
+0.3% +$89
WWD icon
2145
Woodward
WWD
$21.2B
$36K ﹤0.01%
800
– –
MXWL
2146
DELISTED
Maxwell Technologies Inc
MXWL
$36K ﹤0.01%
4,587
+2,847
+164% +$22.2K
PF
2147
DELISTED
Pinnacle Foods, Inc.
PF
$36K ﹤0.01%
1,300
+300
+30% +$8.14K
TIBX
2148
DELISTED
TIBCO SOFTWARE INC
TIBX
$36K ﹤0.01%
1,611
-56
-3% -$1.37K
CBA
2149
DELISTED
ClearBridge American Energy MLP
CBA
$36K ﹤0.01%
2,000
– –
CRIS icon
2150
Curis
CRIS
$3.91M
$35K ﹤0.01%
6
– –
84 85
86
87 88

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.