We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNPS icon
2126
Synopsys
SNPS
$78.8B
$32K ﹤0.01%
876
-61
-7% -$2.26K
SPTM icon
2127
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$32K ﹤0.01%
1,494
– –
TDF
2128
Templeton Dragon Fund
TDF
$273M
$32K ﹤0.01%
1,224
-1,300
-52% -$33.7K
USCI icon
2129
US Commodity Index
USCI
$374M
$32K ﹤0.01%
570
-74
-11% -$4.13K
WWD icon
2130
Woodward
WWD
$21.2B
$32K ﹤0.01%
800
-85
-10% -$3.49K
CTB
2131
DELISTED
Cooper Tire & Rubber Co.
CTB
$32K ﹤0.01%
1,050
+980
+1,400% +$31.9K
BORN
2132
DELISTED
China New Borun Corporation
BORN
$32K ﹤0.01%
25,175
-2,000
-7% -$2.53K
MBFI
2133
DELISTED
MB Financial Corp
MBFI
$32K ﹤0.01%
1,140
– –
ALOG
2134
DELISTED
Analogic Corp
ALOG
$32K ﹤0.01%
367
+146
+66% +$11K
SQNM
2135
DELISTED
SEQUENOM INC NEW
SQNM
$32K ﹤0.01%
12,100
– –
DOM
2136
DELISTED
DOMINION RES BLACK WARRIOR TR
DOM
$32K ﹤0.01%
5,975
+752
+14% +$3.63K
TWGP
2137
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
$32K ﹤0.01%
+4,500
New +$75.4K
OB
2138
DELISTED
Onebeacon Insurance Group Ltd
OB
$32K ﹤0.01%
2,070
-36
-2% -$524
ARI
2139
Apollo Commercial Real Estate
ARI
$886M
$31K ﹤0.01%
2,000
– –
ATRO icon
2140
Astronics
ATRO
$4.57B
$31K ﹤0.01%
1,685
-161
-9% -$2.6K
BSBR icon
2141
Santander
BSBR
$43.2B
$31K ﹤0.01%
4,587
+271
+6% +$1.58K
CACC icon
2142
Credit Acceptance
CACC
$6.05B
$31K ﹤0.01%
275
-42
-13% -$4.65K
CGEN icon
2143
Compugen
CGEN
$228M
$31K ﹤0.01%
3,000
+2,000
+200% +$15.6K
CWI icon
2144
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.88B
$31K ﹤0.01%
1,337
– –
EXEL icon
2145
Exelixis
EXEL
$12.5B
$31K ﹤0.01%
5,300
-1,600
-23% -$8.28K
FHN icon
2146
First Horizon
FHN
$12.3B
$31K ﹤0.01%
2,768
-3
-0.1% -$35
GERN icon
2147
Geron
GERN
$982M
$31K ﹤0.01%
9,670
-1,164
-11% -$1.91K
IT icon
2148
Gartner
IT
$11.6B
$31K ﹤0.01%
512
– –
JPXN
2149
iShares JPX-Nikkei 400 ETF
JPXN
$142M
$31K ﹤0.01%
616
+3
+0.5% +$149
MHN
2150
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$31K ﹤0.01%
2,386
– –
84 85
86
87 88

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.