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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KIM icon
2101
Kimco Realty
KIM
$16.1B
$200K ﹤0.01%
10,240
+1,957
+24% +$38.4K
LNCE
2102
DELISTED
Snyders-Lance, Inc.
LNCE
$200K ﹤0.01%
5,262
-220
-4% -$7.93K
AGU
2103
DELISTED
Agrium
AGU
$200K ﹤0.01%
1,857
-45
-2% -$4.49K
NKSH icon
2104
National Bankshares
NKSH
$269M
$199K ﹤0.01%
4,423
– –
NYT icon
2105
New York Times
NYT
$10.3B
$199K ﹤0.01%
10,158
+395
+4% +$7.35K
SWX icon
2106
Southwest Gas
SWX
$6.63B
$199K ﹤0.01%
2,563
+450
+21% +$35.6K
LM
2107
DELISTED
Legg Mason, Inc.
LM
$199K ﹤0.01%
5,048
-736
-13% -$28.3K
ESL
2108
DELISTED
Esterline Technologies
ESL
$199K ﹤0.01%
2,199
+284
+15% +$25.6K
EINC icon
2109
VanEck Energy Income ETF
EINC
$79.1M
$198K ﹤0.01%
2,772
-10
-0.4% -$711
RTH icon
2110
VanEck Retail ETF
RTH
$262M
$198K ﹤0.01%
+2,431
New +$195K
AXTI icon
2111
AXT Inc
AXTI
$4.83B
$197K ﹤0.01%
21,550
+10,451
+94% +$81.7K
PGHY icon
2112
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$197K ﹤0.01%
8,123
+6,261
+336% +$152K
PR
2113
Permian Resources
PR
$18B
$197K ﹤0.01%
10,945
– –
VCLT icon
2114
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.74B
$197K ﹤0.01%
2,096
-138
-6% -$12.9K
VONV icon
2115
Vanguard Russell 1000 Value ETF
VONV
$22B
$197K ﹤0.01%
3,796
+4
+0.1% +$204
WEN icon
2116
Wendy's
WEN
$1.44B
$197K ﹤0.01%
12,599
-1,483
-11% -$22.7K
PCBK
2117
DELISTED
Pacific Continental Corp
PCBK
$197K ﹤0.01%
7,307
– –
AZTA icon
2118
Azenta
AZTA
$1.54B
$196K ﹤0.01%
6,447
-6,834
-51% -$176K
FYC icon
2119
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
$196K ﹤0.01%
4,755
-94
-2% -$3.65K
PPH icon
2120
VanEck Pharmaceutical ETF
PPH
$996M
$196K ﹤0.01%
3,399
-1,365
-29% -$77.5K
TTEK icon
2121
Tetra Tech
TTEK
$9.06B
$196K ﹤0.01%
20,985
+3,010
+17% +$26.5K
TY icon
2122
TRI-Continental Corp
TY
$1.9B
$196K ﹤0.01%
7,658
+404
+6% +$10.1K
BMS
2123
DELISTED
Bemis
BMS
$196K ﹤0.01%
4,294
+106
+3% +$4.73K
ARKG icon
2124
ARK Genomic Revolution ETF
ARKG
$1.79B
$195K ﹤0.01%
7,429
+2,425
+48% +$57K
KSS icon
2125
Kohl's
KSS
$2.1B
$195K ﹤0.01%
4,239
-3,498
-45% -$143K
83 84
85
86 87

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.