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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAR icon
2101
Darling Ingredients
DAR
$10.6B
$122K ﹤0.01%
9,019
+4,644
+106% +$67K
MLCO icon
2102
Melco Resorts & Entertainment
MLCO
$2.18B
$122K ﹤0.01%
7,534
-79
-1% -$1.11K
SRET icon
2103
Global X SuperDividend REIT ETF
SRET
$232M
$122K ﹤0.01%
+2,671
New +$123K
LEO
2104
BNY Mellon Strategic Municipals
LEO
$390M
$121K ﹤0.01%
12,939
– –
SFM icon
2105
Sprouts Farmers Market
SFM
$7.71B
$121K ﹤0.01%
5,826
+1,349
+30% +$29.9K
WDR
2106
DELISTED
Waddell & Reed Financial, Inc.
WDR
$121K ﹤0.01%
6,628
+5,577
+531% +$102K
PZI
2107
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$121K ﹤0.01%
7,187
+2
+0% +$33
IBTX
2108
DELISTED
Independent Bank Group, Inc.
IBTX
$121K ﹤0.01%
2,750
– –
ALKS icon
2109
Alkermes
ALKS
$8.32B
$120K ﹤0.01%
2,562
+825
+47% +$39.2K
BMRC icon
2110
Bank of Marin Bancorp
BMRC
$463M
$120K ﹤0.01%
4,816
– –
FSTR icon
2111
Foster
FSTR
$408M
$120K ﹤0.01%
10,002
+403
+4% +$4.47K
CTT
2112
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$120K ﹤0.01%
10,231
+723
+8% +$8.55K
ADME icon
2113
Aptus Behavioral Momentum ETF
ADME
$308M
$119K ﹤0.01%
4,650
+1,520
+49% +$39K
RFV icon
2114
Invesco S&P MidCap 400 Pure Value ETF
RFV
$345M
$119K ﹤0.01%
2,141
+118
+6% +$6.42K
SIMO icon
2115
Silicon Motion
SIMO
$8.85B
$119K ﹤0.01%
2,298
-53
-2% -$2.76K
VALE icon
2116
Vale
VALE
$58.1B
$119K ﹤0.01%
21,727
-1,775
-8% -$9.74K
VRE
2117
DELISTED
Veris Residential
VRE
$119K ﹤0.01%
4,454
+1,504
+51% +$41.6K
FEI
2118
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$119K ﹤0.01%
7,198
+27
+0.4% +$427
MIK
2119
DELISTED
Michaels Stores, Inc
MIK
$119K ﹤0.01%
4,913
+3,811
+346% +$97.5K
HIX
2120
Western Asset High Income Fund II
HIX
$357M
$118K ﹤0.01%
16,442
-884
-5% -$6.3K
MIN
2121
Aberdeen Intermediate Income Fund
MIN
$280M
$118K ﹤0.01%
26,000
+5
+0% +$23
MYD
2122
DELISTED
BlackRock MuniYield Fund
MYD
$118K ﹤0.01%
7,455
+2,223
+42% +$35.6K
ASXC
2123
DELISTED
Asensus Surgical, Inc.
ASXC
$118K ﹤0.01%
5,390
-1,577
-23% -$28.8K
TCF
2124
DELISTED
TCF Financial Corporation
TCF
$118K ﹤0.01%
8,063
-70
-0.9% -$970
ALV icon
2125
Autoliv
ALV
$8.93B
$117K ﹤0.01%
1,516
+7
+0.5% +$538
83 84
85
86 87

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.