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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMT
2101
Aberdeen Multi-Market Income Fund
MMT
$244M
$84K ﹤0.01%
15,064
+44
+0.3% +$263
OXSQ icon
2102
Oxford Square Capital
OXSQ
$159M
$84K ﹤0.01%
12,622
-1,225
-9% -$8.13K
IVH
2103
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$84K ﹤0.01%
6,467
-353
-5% -$4.98K
GM.WS.B
2104
DELISTED
General Motors Company
GM.WS.B
$84K ﹤0.01%
6,418
-600
-9% -$8.18K
PNK
2105
DELISTED
Pinnacle Entertainment Inc.
PNK
$84K ﹤0.01%
2,479
+659
+36% +$24.9K
LVL
2106
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$84K ﹤0.01%
9,641
+3,822
+66% +$37.6K
TRF
2107
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
$84K ﹤0.01%
8,674
-15,333
-64% -$154K
DISH
2108
DELISTED
DISH Network Corp.
DISH
$84K ﹤0.01%
1,450
-550
-28% -$34.9K
RALS
2109
DELISTED
ProShares RAFI Long/Short
RALS
$84K ﹤0.01%
2,132
+2
+0.1% +$79
GRMN
2110
Garmin
GRMN
$60.4B
$83K ﹤0.01%
2,346
-22
-0.9% -$876
MTD icon
2111
Mettler-Toledo International
MTD
$28.2B
$83K ﹤0.01%
292
-9
-3% -$2.84K
PHDG icon
2112
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
$83K ﹤0.01%
3,445
-3,006
-47% -$75.3K
WBD icon
2113
Warner Bros
WBD
$69.6B
$83K ﹤0.01%
3,173
+465
+17% +$13.8K
WLK icon
2114
Westlake Corp
WLK
$10.3B
$83K ﹤0.01%
1,604
+327
+26% +$19.1K
SJI
2115
DELISTED
South Jersey Industries, Inc.
SJI
$83K ﹤0.01%
3,276
-47,030
-93% -$1.15M
NUM
2116
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$83K ﹤0.01%
6,310
– –
ZLTQ
2117
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$83K ﹤0.01%
2,601
– –
VSTO
2118
DELISTED
Vista Outdoor Inc.
VSTO
$83K ﹤0.01%
1,873
– –
AIV
2119
Aimco
AIV
$379M
$82K ﹤0.01%
16,522
+720
+5% +$3.64K
BGB
2120
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$82K ﹤0.01%
5,773
+3,081
+114% +$46.6K
FCT
2121
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$82K ﹤0.01%
6,500
-175
-3% -$2.29K
LFVN icon
2122
LifeVantage
LFVN
$80.9M
$82K ﹤0.01%
14,411
+2,858
+25% +$13.7K
NXC
2123
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$82K ﹤0.01%
5,394
– –
SOR
2124
Source Capital
SOR
$384M
$82K ﹤0.01%
1,210
+75
+7% +$5.36K
XXII
2125
22nd Century Group
XXII
$1.46M
– –
0
– –
83 84
85
86 87

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.