We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSS
2101
DELISTED
Total System Services, Inc.
TSS
$39K ﹤0.01%
1,169
– –
ETG
2102
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$38K ﹤0.01%
2,268
+957
+73% +$15.4K
FMS icon
2103
Fresenius Medical Care
FMS
$12.6B
$38K ﹤0.01%
1,060
-280
-21% -$9.39K
LEA icon
2104
Lear
LEA
$8.16B
$38K ﹤0.01%
482
+135
+39% +$10.6K
NAT icon
2105
Nordic American Tanker
NAT
$1.4B
$38K ﹤0.01%
4,049
-422
-9% -$3.49K
PXH icon
2106
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$38K ﹤0.01%
1,848
– –
RAMP icon
2107
LiveRamp
RAMP
$2.31B
$38K ﹤0.01%
1,025
– –
TDY icon
2108
Teledyne Technologies
TDY
$31.2B
$38K ﹤0.01%
414
-107
-21% -$9.53K
WBS icon
2109
Webster Financial
WBS
$12.8B
$38K ﹤0.01%
1,225
+305
+33% +$8.67K
ZTR
2110
Virtus Total Return Fund
ZTR
$338M
$38K ﹤0.01%
2,725
– –
SPLK
2111
DELISTED
Splunk Inc
SPLK
$38K ﹤0.01%
555
+220
+66% +$14.3K
JMT
2112
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$38K ﹤0.01%
1,633
+13
+0.8% +$308
HTM
2113
DELISTED
U.S. Geothermal Inc.
HTM
$38K ﹤0.01%
+16,667
New +$41.7K
TZE
2114
DELISTED
ISHARES TARGET DATE 2015 ETF
TZE
$38K ﹤0.01%
1,000
+600
+150% +$22.3K
IRY
2115
DELISTED
SPDR S&P International Health Care Sector
IRY
$38K ﹤0.01%
850
+718
+544% +$30.9K
AWR icon
2116
American States Water
AWR
$3.52B
$37K ﹤0.01%
1,300
– –
CCK icon
2117
Crown Holdings
CCK
$12.9B
$37K ﹤0.01%
835
-3
-0.4% -$128
CPK icon
2118
Chesapeake Utilities
CPK
$3.26B
$37K ﹤0.01%
933
+658
+239% +$24.5K
DAR icon
2119
Darling Ingredients
DAR
$10.4B
$37K ﹤0.01%
1,791
+714
+66% +$15.3K
EOT
2120
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$37K ﹤0.01%
2,000
– –
GPN icon
2121
Global Payments
GPN
$25.1B
$37K ﹤0.01%
1,150
-690
-38% -$20.9K
PPT
2122
Franklin Premier Income Trust
PPT
$332M
$37K ﹤0.01%
6,897
– –
SOCL icon
2123
Global X Social Media ETF
SOCL
$91.4M
$37K ﹤0.01%
1,727
-123
-7% -$2.44K
SPB icon
2124
Spectrum Brands
SPB
$2.09B
$37K ﹤0.01%
527
– –
STAG icon
2125
STAG Industrial
STAG
$7.12B
$37K ﹤0.01%
1,824
+9
+0.5% +$188
83 84
85
86 87

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.