We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWP
2076
DELISTED
Boardwalk Pipeline Partners
BWP
$208K ﹤0.01%
14,154
-2,000
-12% -$31.7K
EVR icon
2077
Evercore
EVR
$11.7B
$207K ﹤0.01%
2,584
-904
-26% -$68K
IBP icon
2078
Installed Building Products
IBP
$6.63B
$207K ﹤0.01%
3,202
+793
+33% +$44.4K
MGA icon
2079
Magna International
MGA
$18.8B
$207K ﹤0.01%
3,875
+82
+2% +$3.98K
XSOE icon
2080
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$207K ﹤0.01%
+7,009
New +$202K
HR
2081
DELISTED
Healthcare Realty Trust Incorporated
HR
$207K ﹤0.01%
6,398
-2,823
-31% -$93.3K
RGA icon
2082
Reinsurance Group of America
RGA
$16B
$206K ﹤0.01%
1,488
+48
+3% +$6.49K
RNR icon
2083
RenaissanceRe
RNR
$13.2B
$206K ﹤0.01%
1,522
-847
-36% -$119K
RGEN icon
2084
Repligen
RGEN
$9.3B
$205K ﹤0.01%
5,350
-31
-0.6% -$1.3K
NORW
2085
DELISTED
Global X MSCI Norway ETF
NORW
$205K ﹤0.01%
15,062
+14,114
+1,489% +$180K
AMZA icon
2086
InfraCap MLP ETF
AMZA
$475M
$204K ﹤0.01%
2,182
-273
-11% -$25.5K
DBB icon
2087
Invesco DB Base Metals Fund
DBB
$319M
$204K ﹤0.01%
11,290
+4,227
+60% +$73.6K
PACW
2088
DELISTED
PacWest Bancorp
PACW
$204K ﹤0.01%
4,033
-1,513
-27% -$70.8K
AERI
2089
DELISTED
Aerie Pharmaceuticals
AERI
$204K ﹤0.01%
+4,200
New +$229K
MTT
2090
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$204K ﹤0.01%
8,990
+11
+0.1% +$251
IBDC
2091
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
$204K ﹤0.01%
7,757
-4,406
-36% -$116K
FQAL icon
2092
Fidelity Quality Factor ETF
FQAL
$1.46B
$203K ﹤0.01%
6,803
+1,077
+19% +$31.4K
MSB
2093
Mesabi Trust
MSB
$309M
$203K ﹤0.01%
8,785
+7,500
+584% +$118K
NHI icon
2094
National Health Investors
NHI
$3.39B
$203K ﹤0.01%
2,601
-642
-20% -$50.2K
EGRX
2095
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$203K ﹤0.01%
3,349
+31
+0.9% +$1.88K
PI icon
2096
Impinj
PI
$5.32B
$202K ﹤0.01%
4,868
-147
-3% -$6.19K
PUK icon
2097
Prudential
PUK
$34B
$202K ﹤0.01%
4,346
-1,891
-30% -$86.4K
KITE
2098
DELISTED
Kite Pharma, Inc.
KITE
$202K ﹤0.01%
1,123
-1,963
-64% -$274K
BAC.WS.A
2099
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$201K ﹤0.01%
15,190
+1,190
+9% +$14.3K
CUT icon
2100
Invesco MSCI Global Timber ETF
CUT
$33.6M
$200K ﹤0.01%
6,650
+1,695
+34% +$49.3K
82 83
84
85 86

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.