We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXMD icon
2076
TherapeuticsMD
TXMD
$24.1M
$126K ﹤0.01%
368
+41
+13% +$15K
GPM
2077
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$126K ﹤0.01%
16,181
+1,730
+12% +$13.8K
FLO icon
2078
Flowers Foods
FLO
$1.59B
$125K ﹤0.01%
8,323
+5,095
+158% +$84.4K
EUHY
2079
iShares Euro High Yield Corporate Bond USD Hedged ETF
EUHY
$246M
$125K ﹤0.01%
2,612
-214
-8% -$10.2K
SHOP icon
2080
Shopify
SHOP
$199B
$125K ﹤0.01%
29,030
+28,430
+4,738% +$109K
UFPI icon
2081
UFP Industries
UFPI
$4.99B
$125K ﹤0.01%
3,813
+1,020
+37% +$35.4K
WABC icon
2082
Westamerica Bancorp
WABC
$1.39B
$125K ﹤0.01%
2,469
+640
+35% +$31.2K
CEN
2083
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$125K ﹤0.01%
1,062
-12
-1% -$1.37K
PCBK
2084
DELISTED
Pacific Continental Corp
PCBK
$125K ﹤0.01%
7,432
-924
-11% -$14.7K
CHDN icon
2085
Churchill Downs
CHDN
$6.21B
$124K ﹤0.01%
5,082
– –
CII icon
2086
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$124K ﹤0.01%
9,030
+2,580
+40% +$35.6K
RGA icon
2087
Reinsurance Group of America
RGA
$16.2B
$124K ﹤0.01%
1,156
+142
+14% +$14.5K
SNX icon
2088
TD Synnex
SNX
$20.5B
$124K ﹤0.01%
2,186
+526
+32% +$27.1K
PDCE
2089
DELISTED
PDC Energy, Inc.
PDCE
$124K ﹤0.01%
1,871
+1,614
+628% +$97.7K
DEX
2090
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$124K ﹤0.01%
12,244
+744
+6% +$7.5K
HNR
2091
DELISTED
Harvest Natural Resources
HNR
$124K ﹤0.01%
38,125
+14,500
+61% +$38.3K
IRY
2092
DELISTED
SPDR S&P International Health Care Sector
IRY
$124K ﹤0.01%
2,634
-498
-16% -$24.2K
INCY icon
2093
Incyte
INCY
$24.2B
$123K ﹤0.01%
1,300
-388
-23% -$32.7K
PXI icon
2094
Invesco Dorsey Wright Energy Momentum ETF
PXI
$55.6M
$123K ﹤0.01%
2,969
+1
+0% +$39
RAMP icon
2095
LiveRamp
RAMP
$2.31B
$123K ﹤0.01%
4,644
+884
+24% +$21.9K
XHS icon
2096
State Street SPDR S&P Health Care Services ETF
XHS
$208M
$123K ﹤0.01%
2,223
-554
-20% -$31.3K
YORW icon
2097
York Water
YORW
$538M
$123K ﹤0.01%
4,151
-5,674
-58% -$169K
SPWR
2098
DELISTED
SunPower Corporation Common Stock
SPWR
$123K ﹤0.01%
21,080
+1,741
+9% +$13.5K
INB
2099
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$123K ﹤0.01%
13,826
+6,646
+93% +$60.1K
AMZA icon
2100
InfraCap MLP ETF
AMZA
$482M
$122K ﹤0.01%
1,060
+440
+71% +$49.9K
82 83
84
85 86

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.