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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIF
2076
DELISTED
MFS Intermediate High Income Fund
CIF
$97K ﹤0.01%
41,696
+648
+2% +$1.51K
VET icon
2077
Vermilion Energy
VET
$1.75B
$97K ﹤0.01%
3,554
+24
+0.7% +$754
VAR
2078
DELISTED
Varian Medical Systems, Inc.
VAR
$97K ﹤0.01%
1,359
-1,354
-50% -$93.5K
FXCH
2079
DELISTED
Invesco CurrencyShares Chinese Renminbi Trust
FXCH
$97K ﹤0.01%
+1,310
New +$100K
MTD icon
2080
Mettler-Toledo International
MTD
$28.2B
$96K ﹤0.01%
287
-5
-2% -$1.6K
SONY icon
2081
Sony
SONY
$142B
$96K ﹤0.01%
19,470
-715
-4% -$3.79K
SSNC icon
2082
SS&C Technologies
SSNC
$19B
$96K ﹤0.01%
2,826
+2,610
+1,208% +$92.7K
WPRT
2083
Westport Fuel Systems
WPRT
$33.4M
$96K ﹤0.01%
4,770
-351
-7% -$9.68K
CHK.PRD
2084
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$96K ﹤0.01%
5,577
-3,695
-40% -$155K
GORO icon
2085
Goldgroup Mining Inc.
GORO
$216M
$95K ﹤0.01%
57,647
+8,756
+18% +$21K
ORI icon
2086
Old Republic International
ORI
$10.3B
$95K ﹤0.01%
5,154
+621
+14% +$11.2K
SCHP icon
2087
Schwab US TIPS ETF
SCHP
$16.2B
$95K ﹤0.01%
3,606
-48
-1% -$1.29K
VMO icon
2088
Invesco Municipal Opportunity Trust
VMO
$668M
$95K ﹤0.01%
7,233
-2,100
-23% -$26.9K
CEQP
2089
DELISTED
Crestwood Equity Partners LP
CEQP
$95K ﹤0.01%
4,578
+4,105
+868% +$93K
APEX
2090
DELISTED
Apex Global Brands Inc. Common Stock
APEX
$95K ﹤0.01%
184
+14
+8% +$7.38K
IDTI
2091
DELISTED
Integrated Device Technology I
IDTI
$95K ﹤0.01%
3,637
+1,004
+38% +$25.7K
AMU
2092
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$95K ﹤0.01%
5,209
+87
+2% +$1.68K
EFII
2093
DELISTED
Electronics for Imaging
EFII
$95K ﹤0.01%
2,044
+1,970
+2,662% +$93.1K
NTT
2094
DELISTED
Nippon Telegraph & Telephone
NTT
$95K ﹤0.01%
2,411
-965
-29% -$36.5K
ADX icon
2095
Adams Diversified Equity Fund
ADX
$3.31B
$94K ﹤0.01%
7,344
+1,679
+30% +$22.1K
EWI icon
2096
iShares MSCI Italy ETF
EWI
$1.08B
$94K ﹤0.01%
3,451
-1,420
-29% -$41.1K
MMLP icon
2097
Martin Midstream Partners
MMLP
$95.5M
$94K ﹤0.01%
4,336
+114
+3% +$2.87K
NEA icon
2098
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
$94K ﹤0.01%
6,829
-3,649
-35% -$48.4K
ARII
2099
DELISTED
American Railcar Industries, Inc.
ARII
$94K ﹤0.01%
2,030
-249
-11% -$12.4K
ALU
2100
DELISTED
Alcatel-Lucent
ALU
$94K ﹤0.01%
24,762
-56,244
-69% -$217K
82 83
84
85 86

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.