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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STAG icon
2076
STAG Industrial
STAG
$7.16B
$88K ﹤0.01%
4,840
+1,296
+37% +$24.4K
ZSL icon
2077
ProShares UltraShort Silver
ZSL
$56.8M
$88K ﹤0.01%
9
+1
+13% +$9.48K
ZIXI
2078
DELISTED
Zix Corporation
ZIXI
$88K ﹤0.01%
20,900
– –
SWC
2079
DELISTED
Stillwater Mining Co
SWC
$88K ﹤0.01%
8,578
-2,635
-23% -$25.2K
BURL icon
2080
Burlington
BURL
$22.2B
$87K ﹤0.01%
1,672
+250
+18% +$13.3K
DBP icon
2081
Invesco DB Precious Metals Fund
DBP
$258M
$87K ﹤0.01%
2,582
-36
-1% -$1.24K
EQNR icon
2082
Equinor
EQNR
$96.5B
$87K ﹤0.01%
5,958
+1,652
+38% +$26K
TRGP icon
2083
Targa Resources
TRGP
$58.3B
$87K ﹤0.01%
1,699
-47
-3% -$3.44K
TT icon
2084
Trane Technologies
TT
$105B
$87K ﹤0.01%
1,722
-985
-36% -$58.9K
IMS
2085
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
$87K ﹤0.01%
2,998
– –
CIEN icon
2086
Ciena
CIEN
$62.1B
$86K ﹤0.01%
4,140
+99
+2% +$2.3K
JGH icon
2087
Nuveen Global High Income Fund
JGH
$352M
$86K ﹤0.01%
5,975
-310
-5% -$4.85K
VIV icon
2088
Telefônica Brasil
VIV
$17.9B
$86K ﹤0.01%
9,480
+2,285
+32% +$26.8K
ZF
2089
DELISTED
Virtus Total Return Fund Inc.
ZF
$86K ﹤0.01%
6,641
-197
-3% -$2.72K
CBB
2090
DELISTED
Cincinnati Bell Inc.
CBB
$86K ﹤0.01%
5,543
-475
-8% -$8.62K
CDNS icon
2091
Cadence Design Systems
CDNS
$88.4B
$85K ﹤0.01%
4,137
+204
+5% +$4.16K
EOS
2092
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$85K ﹤0.01%
6,703
-344
-5% -$4.7K
IEZ icon
2093
iShares US Oil Equipment & Services ETF
IEZ
$389M
$85K ﹤0.01%
2,335
-1,543
-40% -$64.1K
RYAAY icon
2094
Ryanair
RYAAY
$30.6B
$85K ﹤0.01%
2,620
-651
-20% -$20.1K
ABE
2095
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$85K ﹤0.01%
7,992
-6,092
-43% -$72.2K
MZA
2096
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
$85K ﹤0.01%
5,000
– –
ANGL icon
2097
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.12B
$84K ﹤0.01%
3,287
+1,187
+57% +$31.6K
BHV icon
2098
BlackRock Virginia Muni Bond Trust
BHV
$20.4M
$84K ﹤0.01%
5,100
– –
DNOW icon
2099
DNOW Inc
DNOW
$2.96B
$84K ﹤0.01%
5,638
-571
-9% -$9.95K
GERN icon
2100
Geron
GERN
$969M
$84K ﹤0.01%
30,420
-8,500
-22% -$30.8K
82 83
84
85 86

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.