We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXTA icon
2051
Axalta
AXTA
$7.98B
$213K ﹤0.01%
7,371
-13,667
-65% -$413K
PZT icon
2052
Invesco New York AMT-Free Municipal Bond ETF
PZT
$140M
$213K ﹤0.01%
8,695
-212
-2% -$5.2K
BDC icon
2053
Belden
BDC
$5.26B
$212K ﹤0.01%
2,634
+2,229
+550% +$168K
CFR icon
2054
Cullen/Frost Bankers
CFR
$10.3B
$212K ﹤0.01%
2,231
-335
-13% -$30.3K
FSTR icon
2055
Foster
FSTR
$397M
$212K ﹤0.01%
9,321
-383
-4% -$7.47K
AAXJ icon
2056
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$211K ﹤0.01%
2,916
-122
-4% -$8.66K
GLDD
2057
DELISTED
Great Lakes Dredge & Dock
GLDD
$211K ﹤0.01%
43,475
-25,000
-37% -$104K
IDA icon
2058
Idacorp
IDA
$8.11B
$211K ﹤0.01%
2,398
-94
-4% -$8.22K
PAAS icon
2059
Pan American Silver
PAAS
$21.8B
$211K ﹤0.01%
12,354
+1,112
+10% +$19.2K
WHF icon
2060
WhiteHorse Finance
WHF
$154M
$211K ﹤0.01%
14,292
-12,096
-46% -$169K
BICK
2061
DELISTED
First Trust BICK Index Fund
BICK
$211K ﹤0.01%
+7,271
New +$204K
ENY
2062
DELISTED
Invesco Canadian Energy Income ETF
ENY
$211K ﹤0.01%
24,223
-345
-1% -$2.88K
CSRA
2063
DELISTED
CSRA Inc.
CSRA
$211K ﹤0.01%
6,559
+275
+4% +$8.87K
EDU icon
2064
New Oriental
EDU
$8.84B
$210K ﹤0.01%
2,378
-101
-4% -$8.23K
GOOD
2065
Gladstone Commercial Corp
GOOD
$619M
$210K ﹤0.01%
9,450
– –
ICLR icon
2066
Icon
ICLR
$12.8B
$210K ﹤0.01%
1,841
+226
+14% +$24K
IOO icon
2067
iShares Global 100 ETF
IOO
$9.41B
$210K ﹤0.01%
4,772
+104
+2% +$4.49K
GAP
2068
The Gap Inc
GAP
$7.55B
$210K ﹤0.01%
7,078
-35
-0.5% -$860
NFX
2069
DELISTED
Newfield Exploration
NFX
$210K ﹤0.01%
7,062
-17,925
-72% -$481K
CA
2070
DELISTED
CA, Inc.
CA
$210K ﹤0.01%
6,270
+2,259
+56% +$74.7K
FLXS icon
2071
Flexsteel Industries
FLXS
$307M
$209K ﹤0.01%
4,115
+982
+31% +$50.1K
IYZ icon
2072
iShares US Telecommunications ETF
IYZ
$1.23B
$209K ﹤0.01%
6,884
+483
+8% +$15.2K
LEA icon
2073
Lear
LEA
$8.12B
$209K ﹤0.01%
1,206
-206
-15% -$31.2K
FPL
2074
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$209K ﹤0.01%
16,540
+600
+4% +$7.56K
AEIS icon
2075
Advanced Energy
AEIS
$13.1B
$208K ﹤0.01%
2,580
-94
-4% -$6.82K
81 82
83
84 85

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.