We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NH
2051
DELISTED
NantHealth, Inc
NH
$132K ﹤0.01%
667
+534
+402% +$98.3K
ISCB icon
2052
iShares Morningstar Small-Cap ETF
ISCB
$294M
$131K ﹤0.01%
3,624
+332
+10% +$11.9K
AGC
2053
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$131K ﹤0.01%
22,678
-3,384
-13% -$19.4K
DTF
2054
DTF Tax-Free Income 2028 Term Fund
DTF
$80.9M
$130K ﹤0.01%
8,000
– –
GSLC icon
2055
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16.1B
$130K ﹤0.01%
2,983
+2,691
+922% +$118K
IWX icon
2056
iShares Russell Top 200 Value ETF
IWX
$4.04B
$130K ﹤0.01%
2,944
+15
+0.5% +$663
PBT
2057
Permian Basin Royalty Trust
PBT
$1.57B
$130K ﹤0.01%
18,778
+135
+0.7% +$940
TPYP icon
2058
Tortoise North American Pipeline ETF
TPYP
$881M
$130K ﹤0.01%
5,500
-5,204
-49% -$119K
IBDC
2059
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
$130K ﹤0.01%
4,950
+4,334
+704% +$115K
ESL
2060
DELISTED
Esterline Technologies
ESL
$130K ﹤0.01%
1,715
+56
+3% +$3.93K
HAR
2061
DELISTED
Harman International Industries
HAR
$130K ﹤0.01%
1,535
+602
+65% +$49.4K
DRN icon
2062
Direxion Daily Real Estate Bull 3X ETF
DRN
$45.3M
$129K ﹤0.01%
5,341
-287
-5% -$7.55K
TMUS icon
2063
T-Mobile US
TMUS
$196B
$129K ﹤0.01%
2,785
+1,083
+64% +$49.7K
XPO icon
2064
XPO
XPO
$24.8B
$129K ﹤0.01%
10,212
+6,398
+168% +$72.3K
S
2065
DELISTED
Sprint Corporation
S
$129K ﹤0.01%
20,542
-21
-0.1% -$124
JPUS
2066
JPMorgan Diversified Return US Equity ETF
JPUS
$469M
$128K ﹤0.01%
+2,185
New +$128K
SSO icon
2067
ProShares Ultra S&P500
SSO
$8.52B
$128K ﹤0.01%
14,360
-136
-0.9% -$1.2K
SSYS icon
2068
Stratasys
SSYS
$774M
$128K ﹤0.01%
5,255
+2,273
+76% +$49.5K
MCBC
2069
DELISTED
Macatawa Bank Corp
MCBC
$128K ﹤0.01%
16,061
+61
+0.4% +$472
TEI
2070
Templeton Emerging Markets Income Fund
TEI
$322M
$127K ﹤0.01%
11,612
-361
-3% -$3.94K
EMCG
2071
DELISTED
WisdomTree Emerging Markets Consumer Growth Fund
EMCG
$127K ﹤0.01%
5,600
– –
AX icon
2072
Axos Financial
AX
$5.74B
$126K ﹤0.01%
5,607
+4,557
+434% +$88.5K
CG icon
2073
Carlyle Group
CG
$18.1B
$126K ﹤0.01%
8,071
+166
+2% +$2.68K
PFIG icon
2074
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$126K ﹤0.01%
4,833
+2,032
+73% +$53K
PRGO icon
2075
Perrigo
PRGO
$1.76B
$126K ﹤0.01%
1,369
+101
+8% +$9.31K
81 82
83
84 85

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.