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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COHR
2051
DELISTED
Coherent Inc
COHR
$92K ﹤0.01%
1,684
-21
-1% -$1.23K
ADT
2052
DELISTED
ADT Corp
ADT
$92K ﹤0.01%
3,063
-13
-0.4% -$422
CMBS icon
2053
iShares CMBS ETF
CMBS
$475M
$91K ﹤0.01%
1,746
+93
+6% +$4.78K
HRB icon
2054
H&R Block
HRB
$6.74B
$91K ﹤0.01%
2,535
-137
-5% -$4.64K
PBT
2055
Permian Basin Royalty Trust
PBT
$1.57B
$91K ﹤0.01%
14,924
+2,114
+17% +$14.7K
PRLB icon
2056
Protolabs
PRLB
$2.19B
$91K ﹤0.01%
1,359
+66
+5% +$4.7K
RJF icon
2057
Raymond James Financial
RJF
$34.7B
$91K ﹤0.01%
2,747
+296
+12% +$11K
TWM icon
2058
ProShares UltraShort Russell2000
TWM
$40.9M
$91K ﹤0.01%
105
-65
-38% -$49.3K
RAVN
2059
DELISTED
Raven Industries Inc
RAVN
$91K ﹤0.01%
5,368
+253
+5% +$4.63K
EUMV
2060
DELISTED
iShares Edge MSCI Min Vol Europe ETF
EUMV
$91K ﹤0.01%
3,954
+49
+1% +$1.17K
CDW icon
2061
CDW
CDW
$17.6B
$90K ﹤0.01%
2,210
+538
+32% +$20.4K
HL icon
2062
Hecla Mining
HL
$12.3B
$90K ﹤0.01%
45,622
-4,512
-9% -$9.6K
VYX icon
2063
NCR Voyix
VYX
$1.17B
$90K ﹤0.01%
6,456
-142
-2% -$2.37K
LHCG
2064
DELISTED
LHC Group LLC
LHCG
$90K ﹤0.01%
2,020
-1,500
-43% -$65.9K
SGYP
2065
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$90K ﹤0.01%
17,000
+9,000
+113% +$69.7K
CYH icon
2066
Community Health Systems
CYH
$417M
$89K ﹤0.01%
2,508
-2,207
-47% -$101K
NHS
2067
Neuberger High Yield Strategies Fund Inc
NHS
$256M
$89K ﹤0.01%
8,750
– –
NWBI icon
2068
Northwest Bancshares
NWBI
$2.31B
$89K ﹤0.01%
6,848
-324
-5% -$4.13K
HTY
2069
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$89K ﹤0.01%
9,579
+3,229
+51% +$31.1K
BGR icon
2070
BlackRock Energy and Resources Trust
BGR
$427M
$88K ﹤0.01%
6,339
+3,754
+145% +$57.1K
DY icon
2071
Dycom Industries
DY
$12.4B
$88K ﹤0.01%
1,221
+1,002
+458% +$69.4K
FMAT icon
2072
Fidelity MSCI Materials Index ETF
FMAT
$610M
$88K ﹤0.01%
3,941
-348
-8% -$8.72K
GNRC icon
2073
Generac Holdings
GNRC
$12.8B
$88K ﹤0.01%
2,928
-417
-12% -$13.4K
GOOD
2074
Gladstone Commercial Corp
GOOD
$642M
$88K ﹤0.01%
6,250
+3,075
+97% +$47.1K
MCHI icon
2075
iShares MSCI China ETF
MCHI
$6.15B
$88K ﹤0.01%
2,006
+792
+65% +$37.8K
81 82
83
84 85

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.