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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMCX icon
2051
AMC Global Media
AMCX
$485M
$79K ﹤0.01%
1,230
+3
+0.2% +$181
CBSH icon
2052
Commerce Bancshares
CBSH
$8.61B
$79K ﹤0.01%
3,116
+77
+3% +$1.92K
CGNX icon
2053
Cognex
CGNX
$10.4B
$79K ﹤0.01%
3,854
+1,418
+58% +$28.2K
FOF icon
2054
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$79K ﹤0.01%
5,998
-1,179
-16% -$15.5K
MUFG icon
2055
Mitsubishi UFJ Financial
MUFG
$260B
$79K ﹤0.01%
14,262
+11,355
+391% +$63.3K
WBD icon
2056
Warner Bros
WBD
$69.6B
$79K ﹤0.01%
2,305
+526
+30% +$18.2K
NAV
2057
DELISTED
Navistar International
NAV
$79K ﹤0.01%
2,365
+1,725
+270% +$59.5K
IRR
2058
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$79K ﹤0.01%
9,560
+6,515
+214% +$59.8K
AES.PRC.CL
2059
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$79K ﹤0.01%
1,543
– –
CPK icon
2060
Chesapeake Utilities
CPK
$3.25B
$78K ﹤0.01%
1,559
-9,867
-86% -$455K
RJF icon
2061
Raymond James Financial
RJF
$34.9B
$78K ﹤0.01%
2,027
+348
+21% +$12.8K
SNN icon
2062
Smith & Nephew
SNN
$12.6B
$78K ﹤0.01%
2,130
+680
+47% +$22.9K
NUM
2063
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$78K ﹤0.01%
5,700
– –
TRF
2064
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
$78K ﹤0.01%
+8,674
New +$96.2K
BBY icon
2065
Best Buy
BBY
$18B
$77K ﹤0.01%
2,024
-2,101
-51% -$73.9K
BKD icon
2066
Brookdale Senior Living
BKD
$3B
$77K ﹤0.01%
2,098
+1,746
+496% +$59.2K
EG icon
2067
Everest Group
EG
$13.9B
$77K ﹤0.01%
425
+70
+20% +$11.8K
HRB icon
2068
H&R Block
HRB
$6.76B
$77K ﹤0.01%
2,264
+1,528
+208% +$48.9K
IDCC icon
2069
InterDigital
IDCC
$8.88B
$77K ﹤0.01%
1,450
– –
IMCG icon
2070
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.18B
$77K ﹤0.01%
2,952
-24
-0.8% -$606
MDYV icon
2071
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.89B
$77K ﹤0.01%
1,816
+356
+24% +$15K
OI icon
2072
O-I Glass
OI
$1.05B
$77K ﹤0.01%
2,891
+1,935
+202% +$49.7K
SCHP icon
2073
Schwab US TIPS ETF
SCHP
$16.2B
$77K ﹤0.01%
+2,842
New +$77.5K
TXRH icon
2074
Texas Roadhouse
TXRH
$14.1B
$77K ﹤0.01%
2,269
+1,250
+123% +$38.4K
UNFI icon
2075
United Natural Foods
UNFI
$2.9B
$77K ﹤0.01%
999
+575
+136% +$40.6K
81 82
83
84 85

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.