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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HWKN icon
2051
Hawkins
HWKN
$2.67B
$41K ﹤0.01%
2,200
– –
ODP
2052
DELISTED
ODP
ODP
$41K ﹤0.01%
772
+272
+54% +$14.4K
RITM icon
2053
Rithm Capital
RITM
$5.79B
$41K ﹤0.01%
3,035
– –
UFI icon
2054
UNIFI
UFI
$120M
$41K ﹤0.01%
1,506
-53
-3% -$1.34K
NATI
2055
DELISTED
National Instruments Corp
NATI
$41K ﹤0.01%
1,333
+85
+7% +$2.62K
STON
2056
DELISTED
StoneMor Inc.
STON
$41K ﹤0.01%
1,600
+358
+29% +$8.99K
GLOG
2057
DELISTED
GASLOG LTD
GLOG
$41K ﹤0.01%
2,428
+2,082
+602% +$32.1K
JLA
2058
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$41K ﹤0.01%
3,300
– –
ASML icon
2059
ASML
ASML
$710B
$40K ﹤0.01%
434
-100
-19% -$9.27K
BPOP icon
2060
Popular Inc
BPOP
$11.3B
$40K ﹤0.01%
1,417
-500
-26% -$13.5K
EG icon
2061
Everest Group
EG
$14B
$40K ﹤0.01%
265
+4
+2% +$611
EOS
2062
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$40K ﹤0.01%
3,074
+29
+1% +$360
EXAS
2063
DELISTED
Exact Sciences
EXAS
$40K ﹤0.01%
3,400
+300
+10% +$3.44K
HFBL icon
2064
Home Federal Bancorp
HFBL
$73M
$40K ﹤0.01%
4,550
– –
HPI
2065
John Hancock Preferred Income Fund
HPI
$433M
$40K ﹤0.01%
2,250
– –
INCY icon
2066
Incyte
INCY
$24.4B
$40K ﹤0.01%
791
-117
-13% -$5.09K
MCI
2067
Barings Corporate Investors
MCI
$344M
$40K ﹤0.01%
2,677
– –
PFD
2068
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$40K ﹤0.01%
3,269
+2,010
+160% +$25.2K
TAL icon
2069
TAL Education Group
TAL
$6.43B
$40K ﹤0.01%
10,998
+9,510
+639% +$29.3K
AD
2070
Array Digital Infrastructure
AD
$3.09B
$40K ﹤0.01%
951
+34
+4% +$1.51K
HIG.WS
2071
DELISTED
Hartford Financial Services Grp
HIG.WS
$40K ﹤0.01%
1,440
-895
-38% -$23K
WEB
2072
DELISTED
Web.com Group, Inc.
WEB
$40K ﹤0.01%
1,268
– –
VR
2073
DELISTED
Validus Hold Ltd
VR
$40K ﹤0.01%
1,012
+16
+2% +$625
NES
2074
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$40K ﹤0.01%
2,380
-1,950
-45% -$37.5K
CADX
2075
DELISTED
CADENCE PHARMACEUTICALS, INC COM STK
CADX
$40K ﹤0.01%
4,425
-12,925
-74% -$93.3K
81 82
83
84 85

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.