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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEN
2051
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$36K ﹤0.01%
3,387
– –
CBK
2052
DELISTED
Christopher & Banks Corporation
CBK
$36K ﹤0.01%
+5,050
New +$33.5K
PUW
2053
DELISTED
Invesco WilderHill Progressive Energy ETF
PUW
$36K ﹤0.01%
1,243
-174
-12% -$4.95K
NFO
2054
DELISTED
Invesco Insider Sentiment ETF
NFO
$36K ﹤0.01%
839
+398
+90% +$16.9K
SIRO
2055
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$36K ﹤0.01%
540
+4
+0.7% +$270
BBL
2056
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$36K ﹤0.01%
603
+224
+59% +$13K
AEO icon
2057
American Eagle Outfitters
AEO
$2.73B
$35K ﹤0.01%
2,302
+690
+43% +$11.6K
AIT icon
2058
Applied Industrial Technologies
AIT
$13.2B
$35K ﹤0.01%
687
-22
-3% -$1.11K
ALK icon
2059
Alaska Air
ALK
$5.3B
$35K ﹤0.01%
950
-164
-15% -$4.9K
OSG
2060
Octave Specialty Group
OSG
$212M
$35K ﹤0.01%
1,951
– –
BBVA icon
2061
Banco Bilbao Vizcaya Argentaria
BBVA
$158B
$35K ﹤0.01%
3,321
+3,168
+2,071% +$29.2K
BMVP icon
2062
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$107M
$35K ﹤0.01%
1,734
+1,500
+641% +$29.7K
CMRE icon
2063
Costamare
CMRE
$1.74B
$35K ﹤0.01%
2,000
+1,000
+100% +$17.6K
DBE icon
2064
Invesco DB Energy Fund
DBE
$90.5M
$35K ﹤0.01%
1,245
+955
+329% +$27.5K
HYT icon
2065
BlackRock Corporate High Yield Fund
HYT
$1.37B
$35K ﹤0.01%
2,970
– –
III icon
2066
Information Services Group
III
$250M
$35K ﹤0.01%
+8,500
New +$26.6K
INCY icon
2067
Incyte
INCY
$24.4B
$35K ﹤0.01%
908
-3
-0.3% -$89
JBL icon
2068
Jabil
JBL
$38.8B
$35K ﹤0.01%
1,649
+37
+2% +$844
LEN icon
2069
Lennar Class A
LEN
$21.1B
$35K ﹤0.01%
1,044
-40,922
-98% -$1.33M
MSB
2070
Mesabi Trust
MSB
$305M
$35K ﹤0.01%
1,590
-225
-12% -$4.39K
MSGS icon
2071
Madison Square Garden
MSGS
$9.94B
$35K ﹤0.01%
837
-115
-12% -$4.83K
NYT icon
2072
New York Times
NYT
$10.3B
$35K ﹤0.01%
2,781
– –
PDT
2073
John Hancock Premium Dividend Fund
PDT
$628M
$35K ﹤0.01%
2,932
+44
+2% +$553
PPH icon
2074
VanEck Pharmaceutical ETF
PPH
$991M
$35K ﹤0.01%
737
+337
+84% +$16K
TGI
2075
DELISTED
Triumph Group
TGI
$35K ﹤0.01%
499
+135
+37% +$10.4K
81 82
83
84 85

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.