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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAK icon
2026
iShares US Insurance ETF
IAK
$540M
$221K ﹤0.01%
3,454
+82
+2% +$5.19K
RMD icon
2027
ResMed
RMD
$32.6B
$221K ﹤0.01%
2,874
+89
+3% +$6.81K
QVCGA
2028
DELISTED
QVC Group Inc Series A
QVCGA
$221K ﹤0.01%
193
-25
-11% -$28.1K
AJRD
2029
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$221K ﹤0.01%
6,312
+4,763
+307% +$128K
FNK icon
2030
First Trust Mid Cap Value AlphaDEX Fund
FNK
$232M
$220K ﹤0.01%
6,389
+1,171
+22% +$39.1K
JGH icon
2031
Nuveen Global High Income Fund
JGH
$356M
$220K ﹤0.01%
12,694
+4,158
+49% +$71.4K
PFD
2032
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$220K ﹤0.01%
14,559
+7,375
+103% +$111K
HTLF
2033
DELISTED
Heartland Financial USA, Inc.
HTLF
$220K ﹤0.01%
4,429
+1,288
+41% +$58.9K
STOR
2034
DELISTED
STORE Capital Corporation
STOR
$220K ﹤0.01%
8,840
+3,378
+62% +$82.2K
ENLK
2035
DELISTED
EnLink Midstream Partners, LP
ENLK
$220K ﹤0.01%
13,100
+12,500
+2,083% +$203K
MCBC
2036
DELISTED
Macatawa Bank Corp
MCBC
$219K ﹤0.01%
21,331
+86
+0.4% +$819
AZPN
2037
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$219K ﹤0.01%
3,489
+699
+25% +$43.9K
VMI icon
2038
Valmont Industries
VMI
$9.52B
$218K ﹤0.01%
1,378
+22
+2% +$3.31K
BNY
2039
DELISTED
BlackRock New York Municipal Income Trust
BNY
$217K ﹤0.01%
14,402
-9,290
-39% -$141K
FSZ icon
2040
First Trust Switzerland AlphaDEX Fund
FSZ
$37.3M
$217K ﹤0.01%
4,219
+26
+0.6% +$1.3K
CDW icon
2041
CDW
CDW
$16.9B
$216K ﹤0.01%
3,270
-134
-4% -$8.38K
PGP
2042
PIMCO Global StockPLUS & Income Fund
PGP
$101M
$216K ﹤0.01%
12,947
+1,204
+10% +$20.6K
FGP
2043
DELISTED
Ferrellgas Partners, L.P.
FGP
$216K ﹤0.01%
42,109
+2,804
+7% +$13.4K
CTWS
2044
DELISTED
Connecticut Water Service Inc
CTWS
$216K ﹤0.01%
3,615
+564
+18% +$31.7K
IFN
2045
Aberdeen India Fund
IFN
$508M
$215K ﹤0.01%
7,983
-1,354
-15% -$37.7K
IXG icon
2046
iShares Global Financials ETF
IXG
$696M
$215K ﹤0.01%
3,224
+349
+12% +$22.6K
EDI
2047
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$215K ﹤0.01%
13,262
+790
+6% +$12.4K
EBIX
2048
DELISTED
Ebix Inc
EBIX
$215K ﹤0.01%
3,301
+2,153
+188% +$124K
FYT icon
2049
First Trust Small Cap Value AlphaDEX Fund
FYT
$199M
$214K ﹤0.01%
6,028
+37
+0.6% +$1.25K
RYAAY icon
2050
Ryanair
RYAAY
$30.8B
$214K ﹤0.01%
5,083
-765
-13% -$34.5K
80 81
82
83 84

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.